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Romeo and Juliet and the Courage of Love

It is of course highly contentious in our times to claim, as the essays on this website do, that Shakespeare propounds a systematic and convincing philosophy of attachment, based on his intuition that intimate, lasting relationships are the ultimate good. The very idea that there is a summum bonum which fulfils our deepest yearnings is likely to be seen as an ‘essentialist’ fallacy in an era in which only sexual desire and self-love, or the will to power, are generally accepted as innate drives. However, there are dissenting voices even in modern times: attachment theory draws on ethological evidence to question the reductive accounts of human nature which have prevailed since the Enlightenment, claiming that attachment constitutes a powerful system of behaviour in its own right, completely separate from the desire for food or sex.[i] If this is true, lovers, friends and families who are open to its demands may know more about human nature than most philosophers, whether ancient or modern.[ii]

The approach taken in these essays also runs counter to the anti-rationalism of post-Enlightenment thought, which has culminated, not only in the fashionable view of texts as conduits for a chaotic multiplicity of codes, but, more significantly, in a pervasive historicism, which represents all pre-Hegelian thought as mere rationalisation of hegemonic self-interest. However, either historicism is itself subject to its own reduction of philosophy to ‘ideology,’ in which case of course it cannot claim to be true, or it sets itself up as the only exception to this rule, in which case its contention that the truth about history is only available to modern thinkers can of course be challenged in the same way as any other philosophical theory.[iii] The key issue here is again the modern tendency to deny that there are enduring elements in human nature other than self-interest and physical passion; an orthodoxy which leaves no more room for the innate curiosity which was traditionally thought to motivate the philosopher’s disinterested pursuit of truth than it does for devoted attachment. 

It is almost equally contentious to suggest, as these essays also do, that Shakespeare carefully conceals his philosophical arguments from those who simply wish to be entertained. This theory is, however, much more plausible than might at first appear. It is well known that oral, or scribal culture, which persisted throughout the Renaissance, valued secrecy simply as the best way of preserving knowledge.[iv] Equally, there is no doubt that the orthodox critical view in this period was that serious literature is allegorical and that the purpose of allegory was to divide its audience, addressing different messages to different types of reader.[v] Sir John Harrington is typical in suggesting that “fables” not only protect truth from “prophane wits” and aid memory, but also allow their creators to appeal simultaneously to contrasting types of interest, since superficial readers stick to the literal or the moral level, while the more philosophical enjoy exploring the underlying thought.[vi]Moreover, pre-Enlightenment philosophers in particular, it has been argued, are often concerned not only to avoid censorship and persecution,[vii] but actively to protect the ordinary citizen, in the belief that there is a permanent tension between their own natural curiosity and the conventional moral and religious beliefs which sustain political society.[viii]

Shakespeare’s own least reserved, and therefore perhaps most startling, pronouncement on this issue is to be found in sonnet 94, where he argues that thoughtful people should “not do the thing they most do show,” and, even when “moving others,” should themselves be “unmoved, cold, and to temptation slow,” partly in order to maintain their own autonomy–for only those who are “lords and owners of their faces” can “inherit heaven’s graces”–and partly to protect the community, for those who seek to promulgate their thoughts too enthusiastically may come to resemble “lilies that fester [which] smell far worse than weeds.”[ix] In the case of Romeo and Juliet, I would argue that Shakespeare disguises the fact that the play implicitly argues for the primacy of human love over divine by foregrounding both the superficial diversion of the ‘fable’ and a ‘moral’ teaching in which we are invited to join Friar Lawrence in censuring the lovers’ incontinence.[x]

What gives the plays their extraordinarily subtle suggestiveness is that Shakespeare is perfectly happy attending primarily to his own philosophical development, while offering indirect clues to his thought which are designed to allow his readers to overhear his meditations, as it were, if they are sufficiently interested. The advice given to readers in the preface to the first folio, which is to “reade him, therefore; and againe and againe,” according to their “divers capacities,” “and if then you doe not like him, surely you are in some manifest danger, not to understand him,”[xi] suggests that the plays demand a painstaking absorption from his more contemplative readers, which is implicitly distinguished from the fleeting entertainment which they offer audiences.[xii] Shakespeare’s educated contemporaries would have been much more routinely alert to the presence of hidden meanings than their modern counterparts, just as they would have found the elitism and self-sufficiency of his approach more congenial than readers who have been brought up in a liberal and egalitarian age. 

The vividness of Shakespeare’s characterisation conceals his abstract thought, only revealing it to those who are willing to contemplate the ironies of the plot and the intricate network of comparisons and contrasts between the characters which his mature plays invariably create. The plays also hint at their underlying meaning through a variety of more local techniques, the most common of which include symbolism and recurrent leitmotifs or verbal echoes, contradictions or inconsistencies and the insertion of apparently inconsequential or purely flippant conversations -which are often more likely to express Shakespeare’s underlying thought than the more dramatic passages. 

Courage in the context of Shakespeare’s thought is best defined as willingness to bear pain in pursuit of the good. Shakespeare uses Mercutio’s deceptively frivolous Queen Mab speech to establish a hierarchy of suffering and desire: Mab, a sort of tyrannical fairy who seems to represent passion itself, merely “gallops o’er” courtiers and “tickles” parsons as they dream of  “suit[s]” and “another benefice” respectively; but adopts a fiercer approach as she “driveth o’er a soldier’s neck,” making him dream of “cutting foreign throats” and drinking “healths five fadom deep,” while “fright[ing]” him with “drums in his ear;” before finally manifesting herself in an even more terrifying “hag”-like form to “maids,” whom she “presses” as they “lie on their backs…and learns them first to bear, making them women of good carriage” (1.4.70-94). The Mab speech implies that there is a precise correlation between depth of passion and intensity of suffering: whereas the courtiers and parsons live comfortable, painless lives because they have no strong desires to distract them from their prudent pursuit of self-advancement, spirited soldiers prioritise honour and camaraderie over their own safety, while at the apex of the hierarchy the pleasure of the passionate “maids” seems almost indistinguishable from the pain of their pregnancy and labour -in addition to its bawdy sense, Mab’s “press[ing]” could refer both to torture and military enlistment. 

This speech is key to the argument of the play: just as the proud loyalty to peers and kin shown by Tybalt, the servants and Mercutio demands more courage than the prudent moderation of Benvolio, Lady Capulet and Friar Lawrence, so passion teaches the nurse, Capulet and the eponymous lovers to “bear” with various degrees of fortitude a still more arduous and enduring burden of labour and care. The pressure of the play’s tragic events not only serves to pinpoint each character’s position within the erotic hierarchy, but, as we shall see, to impel some of them to progress up the scale. 

In the introductory section of the play Shakespeare explores the similarities between the passionate and spirited groups, but then distinguishes them sharply, both from each other and from the first group of phlegmatic, or stolid characters. The brawl with which the play opens has, in Romeo’s words, “much to do with hate, but more with love,” for it is the servants’ desire to show solidarity with Tybalt which finally impels them to come to blows (1.1.175, 1.1.1-59-63). Just as spirited tribal allegiances constitute a sort of love, so courtship requires a spirited assertiveness; whereas the servants use erotic language to express their loyal aggression, Romeo uses a military conceit to describe the way in which he has repeatedly “assail[ed]” and laid “siege” to the “well arm’d” Rosaline (1.1.208-14). There is no doubt that both derive their energy in part from their youthful libidos: Sampson and Gregory fantasise proudly about raping the Montague womenfolk, while even the gentler Romeo admits to making a desperate attempt to bribe his mistress to “ope her lap” (1.1.15-32, 1.1.214).

Romeo himself explores the parallel between the servants’ passion and his own, using a series of oxymoronic images– “heavy lightness, serious vanity…feather of lead, bright smoke, cold fire, sick health”–which imply that the passion which sparks both the brawl and his own abortive courtship of Rosaline generates a commensurate level of pain, and therefore of courageous endurance (1.1.173-82). While the servants overcome their fear both of the law and of physical injury to prove their fidelity to their household “with purple fountains issuing from [their] veins,” Romeo has clearly been prepared to risk not only painful rejection, but ostracism from his family should his courtship have succeeded, for it would make no sense for him to blame Rosaline, for “cut[ing] beauty off from all posterity” if he has not been planning to marry her and father her children, regardless of the fact that she is a Capulet (1.1.33-63, 1.1.85, 1.1.215-20, 1.2.68-69). The pain which he is enduring when we first meet him is clearly without parallel in his previous experience, even if it is by no means as all-consuming as he believes (see below). 

There are, however, significant contrasts between Romeo and the brawling servants, all of which stem from the former’s more intensely passionate nature. Whereas the servants are driven by traditional allegiances, Romeo’s desire for Rosaline clearly represents an autonomous erotic choice. Moreover, while the servants are encouraged by their relatively shallow, tribal loyalties to prove to their masters that they are not mere “colliers,” but spirited, “valiant” gentlemen in their own right with their own proud sense of honour, Romeo’s intense passion involves bravely exposing his neediness, and imposes a humble dependence on his beloved’s response to his advances (1.1.1-63, 1.4.19-26, 2.4.13-16). Far from flaunting his fidelity, like the servants, the passionate Romeo “pens himself” in his room and is generally: 

…So secret and so close, 

So far from sounding and discovery, 

As is the bud bit with an envious worm.

(1.1.131-55)

Romeo has been left with no option other than to attempt to endure his pain in as patient a manner as possible: after initially attempting to avoid Benvolio, he then resists his sympathy, striving to hold back the tears which he fears that his cousin’s intervention might “propagate” (1.1.124-25, 1.1.186-89). Although his suffering is easy to mock, it arguably requires more courage than the servants’ spirited boldness: “for many a morning”–as Montague confirms–he has been silently enduring an inescapable “madness most discreet, a choking gall,” whereas the servants seem partly to relish the opportunity to swagger through “three civil brawls” in a spirit of proud camaraderie, despite their fear both of the law and of physical injury (1.1.131, 1.1.193-94, 1.1.89).

Nevertheless, although the intensity of this pain already reflects Romeo’s deeply passionate nature, both his passion and his suffering are clearly shallower than he realises at this early stage in his erotic development; as is shown by the way in which he readily interrupts his melancholic reflections to consider where to “dine” and to greet Capulet’s servant, and of course by the fact that he immediately forgets about his protestations of undying love for Rosaline as soon as he sees Juliet (1.1.173, 1.2.54-56, 1.5.41-53). This apparent fickleness does not, however, indicate that Shakespeare endorses Benvolio’s cynical dismissal of Romeo’s romantic affairs–as some critics too readily assume–but simply reflects the fact that his mistress’s coolness has restricted his passion to a superficial, physical attraction, which has of necessity been generated purely by “the precious treasure of…eyesight” (1.2.45-50, 1.2.82-99, 1.1.225-38). Although Romeo’s suffering at this point in the play is doubtless greater than he could previously have imagined possible, it is still only a dim foreshadowing of the pain of losing a fully reciprocated devotion. Nevertheless, even this abortive courtship teaches him to exercise a quiet humility which, judging by Mercutio’s incredulous scorn, is entirely novel: having learnt that he cannot satisfy his needs simply by making insistent demands, he adopts a much more moderate approach in his relationship with Juliet and so begins his progress up the erotic hierarchy. 

In contrast with both the passionate and the spirited characters, Benvolio’s natural stolidity places him firmly with the courtiers in the first tier of Mab’s hierarchy: he avoids the pain of loss and the pangs of sympathy which passionate lovers are bound to feel as they strive to unite with their beloveds, and is not even sufficiently spirited to prioritise his allegiance to his family over his prudent conformity to the law (1.1.64-65). He offers Romeo his support purely out of a prudent respect for old Montague’s wishes, being content to “shun” him until the head of his family hints that he could help to discover the cause of his son’s depression (1.1.118-59). It is characteristic of Benvolio that he apparently has to stifle an urge to laugh before advising his friend coolly to “forget to think of” Rosaline; his bracing comment that “one fire burns out another’s burning,” just as “one pain is lessen’d by another’s anguish,” does indeed resemble the coarse remedy of a “plantan” root, just as Romeo claims, since it demonstrates that he is not at all interested in grappling with the intensity of his friend’s feeling (1.1.183, 1.1.225, 1.2.45-52).

Shakespeare concludes his introductory survey of Queen Mab’s three tiers–which we can now label as stolid, spirited and passionate respectively–by contrasting the three friends’ various motives for gate-crashing Capulet’s party: Benvolio and Mercutio both hope to use the party to distract Romeo from Rosaline, but whereas the former is, characteristically, concerned only to curb his melancholia, just as old Montague might wish, the latter focuses aggressively on restoring his own friendship with Romeo by rescuing him from the “mire” of passive servility into which he has recently fallen (1.4.41-43). Accordingly, while the unerotic and cautious Benvolio plans to “measure them a measure and be gone,” the spirited Mercutio insists that his friend must thoroughly immerse himself in the revels: he should “dance” freely, “borrow[ing] Cupid’s wings and soar[ing] with them above a common bound” (1.4.3-18). 

Because of Romeo’s intensely passionate nature, he is simultaneously more spirited than Mercutio and more restrained than Benvolio in his approach to the masque. Like Queen Mab’s maids, but in contrast to Mercutio, who only hints at the depth of his attachment to his best friend, even though it is this which really drives his desperate efforts to distract him from his romantic affairs (see below), Romeo has bravely shouldered “love’s heavy burthen,” risking pain and humiliation by admitting his intense need for Rosaline: he eventually goes to the masque, despite his misgivings, in a spirit of desperate fatalism, knowing that he might incur a “vile forfeit of untimely death,” presumably simply in order to “rejoice” in his mistress’s “splendor” from afar (1.4.11-26, 1.4.106-13, 1.2.100-01). His decision to attend the party thus indicates that he is already disposed to prioritise his passion above his instinct for survival, and therefore above all lesser manifestations of self-love. At the same time Romeo’s suffering has fostered a capacity for sympathetic understanding and moderation which will serve him in good stead in his courtship of Juliet: having drawn the link between the pain of his rejection and the “brawling love,” or “loving hate” of the feud, he is much more reluctant than his more self-involved companions to inveigle himself into the party, since he can anticipate more clearly than they the intense mortification which the trick might cause (1.1.176).

Whereas the purpose of the opening section of the play is to outline the three groups which make up the erotic hierarchy, the main story is designed to enable the attentive reader to gauge the exact position of each character in the scale of passion and courageous endurance. This essay will aim to do this, starting with Benvolio, who is surely the least erotic character, since he seems to be the only one who remains completely unmoved by the events of the play, and moving up through the erotic hierarchy. Benvolio’s characteristic caution is implicit in Mercutio’s bantering accusation that he is an inveterate quarreller, and evident in his increasingly desperate attempts to restrain his swaggering friend from goading the Capulets into a dangerous brawl (3.1.1-33, 3.1.50-53). He shows a typically prudent respect for authority when he conceals from the prince that it was his kinsman who initially challenged Tybalt to a duel, while doing what he can to present the latter’s actions in the worst light possible and to exonerate Romeo, no doubt in just the way that old Montague would wish (3.1.152-86). Benvolio’s pervasive affability, implicit in his name, is a sign that he is too unemotional to suffer the pain which passionate attachments inevitably inflict, as is suggested by the fact that he shows no trace of grief for Mercutio’s death, and indeed vanishes from the play completely as soon as the tragic events start to unfold. The fact that even he is depressed at the start of the play may well furnish the best possible evidence for the universality of Queen Mab’s rule (1.1.126-30).

Lady Capulet’s hasty request for the nurse’s support in the task of informing Juliet of Paris’s suit suggests that she is as detached from her daughter as Benvolio is from his friends (1.3.7-9). Her references to “gold clasps” and “precious book[s]” which “lack…a cover” imply that her concern is purely for the status and wealth which marriage to Paris is likely to provide (1.3.87-92). Later she reprimands her husband for being “mad” and “hot” as he is excoriating Juliet, while at the same time coolly dismissing her daughter as a “fool” for refusing such an advantageous match: “Do as thou wilt, for I have done with thee” (3.5.157, 3.5.175, 3.5.140, 3.5.202-03). Lacking the intransigent constancy of deep passion, she seems to have conformed more readily than her daughter to the demands of social convention, having apparently resigned herself to a prudent, arranged marriage with a husband much older than herself (compare 1.3.71-73 and 1.5.30-40). In contrast with Lady Montague, who dies from “grief of [her] son’s exile,” and with her own husband–see below–she is too self-involved to mourn Juliet with the intensity that a more deeply sympathetic bond would have inspired, but does bitterly lament her own loss of a “loving child…to rejoice and solace in,” declaring later that her daughter’s death “warns [her] old age to a sepulchre” (5.3.210-11, 4.5.43-48, 5.3.206-07). Although Lady Capulet is one of the least emotional characters in the play, these pangs of self-pity, alongside her unexpectedly spirited reaction to Tybalt’s death, suggest that even she is more passionate than the almost entirely phlegmatic Benvolio (3.5.78-92).

Friar Lawrence should also be ranked in Queen Mab’s first group, which is initially exemplified by parsons as well as courtiers (1.4.77-81). Whereas passion itself teaches the “maids” to “bear” and be “of good carriage,” the friar believes that the “rude will” of fallen man needs to be restrained by God’s “grace,” just as the medicinal use of herbs must be carefully regulated, since some are therapeutic “being smelt,” but harmful if “tasted” (2.3.15-30). He assumes that “violent delights have violent ends,” unless one deliberately “love[s] moderately,” because he sees romantic passion as primarily sexual, rooted in the “eyes,” and thus has no confidence in the moderation which, as we shall see, is generated naturally in intimate relationships by an exchange of a purely secular “grace for grace” (2.6.9-15, 2.3.65-84, 2.3.86). Friar Lawrence’s failure to understand Romeo’s portrayal of love as a mutual “wound[ing]” which can only be cured by a lasting union, hints that, despite his mockery of his interlocutor’s fickleness, it is he himself who cannot appreciate absolutely unconditional constancy (2.3.48-56).[xiii] His charitable determination to turn the “households’ rancor to pure love” by marrying Romeo and Juliet (2.3.90-92), which springs from Christian principles rather than compassionate feeling, ultimately proves to be less durable than the sympathetic rapport which the lovers share, as we shall see. 

Like Benvolio, but in contrast with the nurse, who is affected so deeply by Juliet’s grief over Romeo’s exile that it “make[s] [her] old,” the phlegmatic friar does not suffer in sympathy with his protégé, having presumably himself never experienced passionate attachment or loss: “thou canst not speak of that thou dost not feel” (3.3.88-89, 3.3.64-70). At first he attempts to “dispute” with Romeo about his banishment before the latter can even bear to hear the painful topic mentioned, but the bitter ferocity of his interlocutor’s response to his initial attempt to administer “adversity’s sweet milk, philosophy”–seems to force him to change his usual approach: instead of arguing against “violent delights,” as we might have expected, he promises in the end that the joy of the lovers’ reunion will be “twenty hundred thousand times more than [their] lamentation,” while urging Romeo to “ascend [Juliet’s] chamber…and comfort her” (3.3.24-63, 3.3.146-58). 

This painful conversation seems to undermine the friar’s confidence in the value of reason and moderation. He feels an unexpected pang of sympathy as he listens to Juliet’s parallel outburst of grief later on in the play–it “strains me past the compass of my wits” (4.1.46-47)–which drives him to develop an uncharacteristically succinct and practical plan for her to simulate suicide. Ironically, he now uses his very skill in tempering poisonous herbs to facilitate passions that he has previously censured as intemperate, while showing a new-found faith in the power of Juliet’s passion to generate a courageous constancy which he hopes will override any “womanish fear” that might “abate [her] valor” (4.1.89-120). Thus, the friar becomes one of several characters in the play to move up the erotic scale as he begins to shoulder the burden of care which a sympathetic attachment is bound to impose. Nevertheless, there is no evidence yet that he is willing to prioritise this bond of sympathy above his own interests, for it is Juliet who will actually carry out his dangerous plan, and, as she herself notes, the friar’s reputation will be protected even if she dies (4.3.24-27).

In attempting to console Juliet’s family after her apparent death the friar suggests that they should relish her “promotion” to heaven, since “’twas [their] heaven that she should be advanc’d” (4.5.71-72). Not only is Capulet completely unmoved by this line of reasoning, as one would expect, but the friar himself contradicts it in his subsequent argument that Juliet’s death is a crushing punishment for “crossing [the] high will” of heaven (4.5.84-90). This contradiction indicates that the altruism which the friar initially advocates is beyond the scope of human nature, for the apparently purely self-denying care of lovers and parents is, as we shall see, not an end in itself, but ultimately a means of securing the satisfactions of an intimate attachment. Even the friar’s own relative serenity is derived from eros rather than agape: he himself has responded to Juliet’s plight with passionate sympathy and worked hard to safeguard her life, rather than charitably consigning her to heaven as he advises her family to do. 

The friar’s scholastic amalgam of philosophy and Christianity– “fond nature bids us all lament, yet nature’s tears are reason’s merriment”–is implicitly contrasted with the consolations of art, as represented by the musicians who were to play at Juliet’s wedding, who are about to depart after hearing of her apparent death, but are eventually persuaded to use their “silver sound” to ease “griping griefs” (4.5.82-83, 4.5.96-146). The implication seems to be that intense grief can be more effectively moderated through cathartic imitation than rational, or pseudo-rational argument, just as Romeo is revived by Juliet’s ring rather than the friar’s words. This point is illustrated by the tragic ending of the play itself, which treats bereavement neither as a punishment nor a blessing, but fully acknowledges its sadness, while at the same time reminding us, as we shall see, that there is a sense in which true love can defy death.[xiv]

In contrast with the stalwart Juliet, who commits suicide in order to stay with Romeo, the friar protects himself at the end of the play: after offering to place her in a nunnery he attempts to escape from the watch– “I dare no longer stay”–but is discovered, “trembl[ing], sigh[ing], and weep[ing]” (5.3.151-87).[xv] Although he may be feeling guilt and pity at this moment–no doubt inspired partly by his awareness that he has failed to live up to his Christian principles–as well as fear for his own life, his desertion of Juliet nevertheless places him firmly in the lower tier of Queen Mab’s hierarchy, albeit above more consistently stolid characters like Benvolio and Lady Capulet, since it confirms that his ultimate priority is prudent self-love. Just as suffering drives lovers to progress up the hierarchy, it also exposes the limitations of the less erotic characters, whose pangs of sympathy may not be sufficiently intense to override the pain of the sacrifices which would be required to alleviate them. 

Friar Lawrence gives Escalus a full summary of the events of the play in a manner that immediately proves to be expedient, since his account is confirmed by Romeo’s letter to his father (5.3.229-90). His decision to reveal that the nurse was also “privy” to the clandestine marriage seems likely to prove as shrewd as Benvolio’s earlier excision of Mercutio’s role from his parallel account of the duel: the friar understands that, although the prince “know[s] [him] for a holy man,” he is looking for someone to punish for having “lost a brace of kinsmen” (5.3.265-66, 3.1.152-75, 5.3.269, 5.3.219-22, 5.3.308, 5.3.295). This heartless action, which he must know might well destroy the nurse, suggests that neither Christian charity nor classical philosophy can override self-love in the way that they claim. 

As we have seen, Tybalt and the servants embody the mixture of honourable pride and tribal camaraderie that typically characterises the second tier in Queen Mab’s scale. Mercutio essentially belongs to this intermediate group, as the parallels between his duel with Tybalt and the brawl in act 1 scene 1 suggest: like Sampson and Gregory, he initially limits himself to a purely verbal provocation, but then suddenly abandons this restraint when his friend appears; like the Montague servants, he fights for a friend who has explicitly requested him to refrain from doing so, but who, as a result of his actions, is in the end drawn into the fray (compare 1.1.1-72 and 3.1.35-89). In each case the confrontation is originally sparked by a proud sense of honour, but it is the characters’ attachments which ultimately drive them to issue an illegal challenge: “Here’s much to do with hate, but more with love” (1.1.175). 

There is no doubt, however, that Mercutio is the most erotic of this spirited group of characters; he could be said indeed to live only at one remove from serious passion, as is perhaps implied by the fact that his brother is called Valentine (1.2.67-68). Like the eponymous lovers he makes a free erotic choice, rather than being guided by domestic allegiances: although he “consort[s]” with Romeo so regularly that he could almost be styled an honorary Montague, he is actually of course a relative of the prince (3.1.45). He is always searching for his friend, and the sheer relief which he shows at the apparent resumption of their intimacy is one of several indications that his attachment to Romeo runs far deeper than he admits: “Now art thou Romeo; now art thou what thou art” (2.1.6-41, 2.4.1-5, 2.4.89-90). His intense enjoyment of the moment when he is outdone by his friend’s wordplay and his “wits faints” shows that he is capable of valuing their bantering camaraderie even over his habitual assertiveness (2.4.45-93). Since it is likely that he emphasises the pain and humiliation which passion inevitably inflicts purely in order to discourage Romeo from his romantic affairs and thus clear the way for a resumption of their camaraderie, the very vehemence of his tirade against Queen Mab is, ironically, a sign that he himself is one of her victims (1.4.66, 1.4.75, 1.4.82, 1.4.93).[xvi] From one point of view of course he shows the bold courage of a true lover in challenging Tybalt, a notoriously skilful fencer, to a duel purely on his friend’s behalf (2.4.19-26). 

It is important to note, however, that Mercutio fights Tybalt to protect his friend’s honour rather than his well-being: “O calm, dishonorable, vile submission” (3.1.73). Pride is indeed always his overriding consideration, although there is no doubt that his attachment exerts a powerful gravitational pull on his gentlemanly sense of honour, as is underlined by Tybalt’s puzzled response to his intervention on Romeo’s behalf (3.1.56, 3.1.76). It is his pride which drives him to disguise the intense need for Romeo which motivates the Queen Mab speech as a bantering repudiation of all passion. Throughout the play his scornful mockery allows him to vent his frustration in a similarly flippant manner, without explicitly, or even perhaps consciously, acknowledging his own humiliating neediness. In a play where, as we shall see, deep feeling tends to be wordless, Mercutio’s notorious prolixity is itself a sign of his determination to repress such feeling (2.4.147-49). Whereas Romeo has been “stabb’d with a white wench’s black eye” and is “up to the ears” in the “mire” of love, Mercutio implicitly claims to have preserved his own dignity and autonomy by treating passion as a purely physical urge to “run lolling up and down to hide [one’s] bauble in a hole,” which can easily be sated, presumably either with the help of the prostitutes to whom he so frequently alludes, or simply through masturbation: “be rough with love; prick love for pricking, and you beat love down” (2.4.13-17, 1.4.41-43, 2.4.91-93, 2.4.112-39, 2.4.74-87, 1.4.27-28).

Mercutio vents his neediness and jealousy indirectly, through spirited aggression, since this is the only response which is compatible with his pride. His sudden discovery that Romeo’s renewed good humour does not in fact herald the resumption of their old friendship, but simply indicates that he has found another mistress, seems to precipitate both his aggressive mockery of the nurse and his subsequent refusal to “retire” from a place where they shall not “’scape a brawl” if the Capulets appear (2.4.110-139, 3.1.1-55). Mercutio’s ongoing sense of desolation is brought to a head by his friend’s “calm, dishonorable, vile submission” to Tybalt, which must seem to him to encapsulate the transformation that has destroyed their friendship (3.1.73). His duel with Tybalt is a substitute for the fight with Romeo which he has been attempting, and failing, to provoke for some time -as Benvolio anxiously observes, the obscene jokes which he makes about Rosaline are clearly designed to “anger” his friend (2.1.17-38). Although the duel enables him both to vent his frustration and prove his loyalty, no doubt partly with the hope of inspiring his friend’s gratitude and guilt, it simultaneously allows him to disguise these passionate feelings–even, presumably, from himself–beneath his official motives, which are to defend Romeo’s honour, while simultaneously displaying his own superior courage. If Mercutio’s reckless provocation of Tybalt is an act of self-destruction, it is contrasted with the lovers’ suicides, which simply affirm their constancy, since it seems to reflect a desperate awareness that he can neither completely suppress his deep attachment, nor pursue it openly and freely.[xvii]

Mercutio’s repression of his own desires is necessarily matched by a brusque lack of concern for his friend’s feelings: “He jests at scars that never felt a wound” (2.2.1). He is no more concerned to understand Romeo’s refusal to fight than he was sympathetic with his reluctance to attend the masque. It is his amour propre which prevents him from showing the self-denying care, which is, as we shall see, the means by which truly passionate lovers create the sympathetic rapport that they crave. As he is dying, Mercutio reveals his priorities by making his friend suffer in order to relieve his wounded pride, blaming Romeo for the fact that “a braggart” has beaten him without being wounded in return: “I was hurt under your arm” (3.1.102-03). Pointedly ignoring Romeo’s horrified excuses, he turns instead to Benvolio to “help [him] to some house” -thus betraying his true indifference to the “houses” which, in the same breath, he blames so emphatically for his approaching death, presumably in an effort to distract attention from its real cause (3.1.104-08).

Thus, unlike the lovers, who, as we shall see, endure their deaths calmly, with a courage sustained by their loyal intimacy, Mercutio’s pride divides him from his friend and from his own yearning for such an intimacy. If his bold intervention is designed to secure his friend’s loyal gratitude, or at least in the end to make him feel sufficiently guilty never to forget him, then this effort proves futile, for Romeo is distracted from Juliet only for as long as it takes to wreak his revenge, after which he never mentions Mercutio again, but focuses instead on a relationship which can provide “grace for grace and love for love” (2.3.86). By contrast, Romeo’s humble attempt to endure Tybalt’s insults without retaliating would have helped to cement his union with Juliet had he been able to maintain this effort to control his spirited anger. In the end Shakespeare shows that the lovers’ stalwart determination to restrain any potentially divisive manifestation of self-love is a far more valuable type of courage than noble displays of boldness, since it can help them to earn the truly substantial reward of a loyal intimacy. 

Generalising from the example of Mercutio, one can infer that friendship is a less effective catalyst of deep, lasting attachment than romantic relationships–where, as we shall see, sexual desire naturally facilitates an unaffected intimacy–since it is generally quite compatible with a degree of proud reserve. In contrast with Romeo, who exposes himself to an intense, but productive suffering, the swaggering, yet ultimately cautious Mercutio has not been prepared to acknowledge his need for intimacy, or to work hard to fulfil this need through the “calm, dishonourable…submission” of a self-denying, constant, sympathetic devotion, which would have involved showing a deeper form of fortitude than the bold machismo which he champions and models.[xviii] Nevertheless, one only has to consider the examples of Horatio and Celia and Rosalind, not to mention that of Enobarbus, to realise that Shakespeare considers it to be entirely possible at times for intimate friends to show precisely such a devotion. 

Capulet and the nurse can be classed among the more passionate characters in the third, or highest tier of the erotic hierarchy, albeit at a level below that of the eponymous lovers. There is no doubt that Capulet’s ruling passion is his devotion to his only remaining child; “the hopeful lady of my earth”: at one point he implies that he would normally just retire to bed after realising that Juliet will “not come down tonight” (1.2.14-15, 3.4.5-7). He has apparently been resisting Paris’s requests for permission to court his daughter for some time, but has reluctantly realised that he cannot allow his own passionate possessiveness to obstruct a match with a man who is handsome, wealthy and of noble birth (1.2.6-19, 3.5.179-82). However, although he decides to hold a party in order to give Paris an opportunity to press his suit, and even instructs his wife to prepare Juliet to receive an offer of marriage, he still clings to the fanciful hope that he can distract him by inviting numerous other “beauteous…lovely…fair…lively” women to the masque (1.3.63-104, 1.2.24-33, 1.2.64-71). He limits himself to this ineffectual attempt to subvert his own plans, and to objections which are apparently rooted purely in worries about Juliet’s own health–young mothers are “too soon marr’d” (1.2.12-13)–because he cares too much about his daughter’s happiness to allow himself to assert his own need for her in a more direct or insistent manner. His care for her is evident in the way in which he instructs Paris to “woo her [and] get her heart,” declaring–ironically of course, in the light of later events–that his own “will to her consent is but a part,” but we can see already that his brave efforts to devote himself to his Juliet’s interests are in danger of being undermined by his own neediness (1.2.16-19).

Capulet does indeed make a half-hearted gesture at the masque towards putting into practise his scheme to divert Paris’s attention from Juliet, as he urges the “ladies” to display their charms on the dance floor, but unlike Mercutio, whose jealous possessiveness leads him actually to carry through a similar plan to extract Romeo from the “mire” of love, he manages to prioritise his daughter’s interests over his own needs, at least at this point in the play (1.5.16-20, 1.4.13-43). The extent of his affectionate concern for Juliet is illustrated by his determined refusal to use Tybalt’s wish to punish Romeo for his apparent “scorn at our solemnity” as an excuse to disrupt her introduction to Paris (1.5.54-88). Although Capulet’s incisive quelling of Tybalt indicates that passionate characters can defend their commitment to their beloveds forcefully in the face of external threats, he is typical of such characters in that his courage more naturally takes the form of a humble, stoical determination to devote himself to his love, as he applies himself patiently to facilitating Juliet’s happiness and his own impending loss. This devotion easily overrides his customary, fierce hostility towards the Montagues, whereas Tybalt is able to give free rein to his spirited aggression because he is ruled entirely by his allegiance to his tribe (1.1.75-78). 

The nurse suffers for the same reasons as Capulet, since she too is passionately devoted to Juliet. She remembers Juliet’s age, not only because of the earthquake which took place eleven years previously, but because the tremor coincided with, and indeed was overshadowed by, the child’s angry response to her weaning– “pretty fool, to see it teachy and fall out wi’ th’ dug”–which the nurse herself clearly found deeply unpleasant, no doubt because it disrupted a delightful harmony of childish dependency and motherly care (1.3.26-34).[xix] Her eagerness to “trudge” away when the earthquake distracts them both for a moment from this unaccustomed conflict reflects the pain which she is feeling as her care for Juliet impels her to trigger what is in effect the first phase of a gradual separation. Like Capulet, the nurse, who has also lost a child–not to mention a husband–has clearly invested all her motherly affection in Juliet, but must now accept that her charge is no longer dependent on her protection (1.3.18-20, 1.3.39-40). 

The nurse’s role has been to shepherd Juliet through the painful transition from the comfortable security of childhood to a fully passionate adulthood–as Shakespeare implies by naming her after a herb, Angelica, which was often used to mitigate menstrual cramps (4.4.5)–but nothing can alleviate the pain of her own impending loss, even though she undoubtedly takes some vicarious pleasure in the prospect of Juliet being happily married (1.3.61-105). Like Capulet, the nurse ignores the family feud in a courageous attempt to promote the match that she hopes will bring her beloved fulfilment. However, despite her effort to serve Juliet in an entirely self-effacing manner, she betrays in a variety of unobtrusive ways her underlying reluctance to trigger the process which will eventually lead to the loss of her charge: her demeanour is unexpectedly sad when she returns from her interview with Romeo, and she keeps her beloved waiting in agonising suspense before divulging his plans for a secret marriage, while at the same time seeking to satisfy her own frustrated needs indirectly, through an insistent demand for physical care (2.5.21-63). She even allows herself to express the resentment which she feels at the necessity to engineer her own loss– “I am the drudge, and toil in your delight”–as well as a degree of bitter relish at the prospect of her beloved “bear[ing] the burthen soon at night,” as it finally becomes Juliet’s turn to experience the pain of motherhood, but takes care to do so in a misleadingly flippant way (2.5.75-76).

Ironically, it is precisely the nurse’s concern to subordinate her own needs entirely to those of her beloved which creates this unacknowledged disharmony: not only must she lose Juliet, and indeed exert herself to facilitate this loss, but, because the austere imperatives of her parental role prevent her from expressing her grief directly or openly demanding any compensatory care, her needs are bound to remain unfulfilled, and indeed not even noticed by Juliet, but can only spill over occasionally in these unobtrusively divisive ways. As we shall see, this unbalanced relationship is contrasted with the reciprocal “grace for grace and love for love” which the lovers exchange, which allows them sustain an absolutely staunch devotion (2.3.86). Thus, although the nurse’s repression is different from Mercutio’s in that it springs from a humble, protective affection for her beloved, its consequence is not entirely dissimilar–as is implied by the way in which she echoes his bitter reflections on the maids who are taught “to bear”–since both are too distracted by their own frustrated needs to be able to offer their beloved a fully sympathetic care (1.4.92-94). 

Similarly, at the very moment when Capulet is bracing himself to lose his daughter even earlier than he originally intended, Juliet’s refusal to marry Paris exposes his deep uncertainty as to whether his care is returned, causing his simmering resentment at this inevitable imbalance to boil over into a towering rage: “Doth she not give us thanks?” he demands, since, “Day, night, work, play…still my care hath been to have her match’d” (4.1.11, 3.5.142, 3.4.176-78). Thus, although he clearly vents his feelings much more aggressively, Capulet’s pain springs from the same source as that of the nurse, since both resent the fact that they are obliged to engineer their own loss without any compensation for their care. Even in his rage it is noticeable that Capulet’s parental role leads him to foreground his protective concern for Juliet and conceal the neediness which is the underlying cause of his anger, although, as befits his more passionate nature, he is slightly more direct than either the nurse or Mercutio in demanding at least some degree of gratitude as recompense. The parallels that emerge between the nurse and Capulet, as they both strive with only partial success to repress their own needs and resign themselves to their forthcoming loss, seem designed to suggest that it is the parental role itself which restricts their capacity for sympathetic care.

Ironically, it is precisely because of the fundamental imbalance created by the necessity for parents to play a largely protective role that Capulet and the nurse are unable to meet Juliet’s demand for a “pity…that sees into the bottom of my grief” (3.5.196-97). This is not of course to question the sincerity of the nurse’s compassion for her charge: she tearfully exclaims, “God in heaven bless her!” as Capulet rages at her, and, after attempting bravely but unavailingly to intercede on her behalf, exerts herself to repair the situation by a desperate proposal that Juliet commit bigamy (3.5.168-73, 3.5.212-28). The way in which she pauses before she unfolds this plan, the breezy manner which she adopts thereafter, and the particular oath which she chooses to underline her sincerity, “Beshrew my very heart”– which she then repeats and extends, declaring that she is speaking from her heart and her “soul too, else beshrew them both”–all provide strong hints that she is having to crush her own passionate instincts in order to protect her beloved (3.5.221, 3.5.227). The sardonic “amen” with which Juliet responds before consigning her to “damnation” perhaps provides a hint that the self-recrimination unconsciously contained in these apparently purely conventional oaths could be taken absolutely seriously (3.5.228-35). Ironically, the gulf between the two opens up precisely because both assume, quite naturally, that the nurse’s role is primarily protective: the nurse distorts her own deepest feelings in an effort to offer Juliet the “comfort” she has requested, rather than simply standing by her in sympathetic alignment, come what may, as Romeo does earlier in the same scene when he declares a simple willingness to “stay and die” for his beloved (3.5.228-35, 3.5.11-25). 

Naturally, the protective instincts of Juliet’s two main carers impel them to focus primarily on preserving her life and well-being when they see her in distress. In what is, ironically, an act of great self-denial Capulet brings Juliet’s wedding forward, abandoning his earlier insistence that Paris should laboriously win her affection, because he “counts it dangerous” that she should give her grief (for Tybalt, as he assumes) “so much sway…by herself alone,” and hopes that her “tears” may be “put from her” by “society” and the excitement of the nuptial arrangements (1.2.16-19, 4.1.9-15; see also 3.4.1-7). Similarly, the nurse probably feels forced to support a bigamous marriage to Paris by her concern for Juliet’s welfare after Capulet’s threat to let her beloved “beg, starve, die in the streets” has driven her to talk of suicide (3.5.188-201). Thus, both parental figures bravely overcome their initial reluctance to promote the match with Paris in order to safeguard their beloved’s life and health, but, ironically, in doing so still fall well short of a fully sympathetic care, since Juliet herself is so far from prioritising her own physical well-being at this point in the play that she declares that she would rather die than submit to this marriage. Inevitably perhaps, given that they lack a deep sense of unity with their beloved, the ultimate purpose of their sacrifices is in fact not to serve Juliet, as they certainly imagine, but to protect themselves from bereavement.  

Like Romeo as he commits suicide (see below), the nurse and Capulet are therefore simply attempting to preserve their deepest attachment, and, as we have seen, are prepared to make great sacrifices in order to do so, but, ironically, through their desperate efforts to avoid bereavement they actually forfeit the trusting relationship which they have taken such pains to develop: Juliet keeps to her word when she vows that the nurse and her “bosom henceforth shall be twain” and, in contrast with Romeo, who writes a letter to old Montague explaining his death, makes no further effort to contact her father (5.3.102-08, 3.5.240, 4.3.1-18, 5.3.275). The stalwart unity with Juliet which Romeo shows in the same scene is directly contrasted to the stunted and ambivalent care offered by Capulet and the nurse: he has “more care to stay than will to go,” and is prepared to forfeit his own life in order to align himself precisely with what “Juliet wills” (3.5.17-25). As we shall see, only Romeo shows an absolutely steadfast determination to suffer alongside Juliet even later in the play, when he has no hope of being sustained by her physical presence ever again, because only he experiences the delightful sense of trusting, loyal intimacy, borne of an equal exchange of “grace for grace and love for love” which is the only adequate reward for this degree of obdurate courage. By contrast, Capulet and the nurse are too needy to be capable of emulating such a radical, self-denial, since they know that their care can never be fully reciprocated, and so concentrate officiously on safeguarding Juliet’s life, no doubt with the thought that they will still be able to satisfy their need to see her occasionally, even after her marriage to Paris (2.3.86). Thus, the failings of the two parental figures, which are from one point of view monstrous, since they could easily have impelled Juliet into a bigamous marriage, suggest that a truly stalwart courage can only be generated by the erotic fulfilment which is derived from a deep intimacy.

The pressure of the play’s tragic events is calculated to expose the characters’ deepest priorities and therefore their precise position in the erotic hierarchy. The various reactions to Juliet’s apparent death can be ranked according to the depth of the mourner’s suffering: Lady Capulet’s self-pity and Paris’s exasperation correspond respectively to the first two levels of Mab’s hierarchy, whereas the nurse occupies an intermediate position, since her incoherent exclamations seem to mingle self-pity and sadness on Juliet’s behalf in equal measure: “O woeful, woeful, woeful day” (4.5.41-58). In contrast, Capulet is for a moment struck completely dumb, just as the lovers felt too overwhelmed to speak before their marriage (4.5.32). After recovering his voice, he starts his most heartfelt speech with a list of adjectives, as do the other mourners, but, uniquely, applies them all to Juliet’s distress rather than his own: “Despis’d, distressed, hated, martyr’d, kill’d!” (Compare 4.5.59 with 4.5.43, 4.5.49, 4.5.55). Although he shows some self-pity elsewhere in his response, he is fundamentally too attuned to Juliet’s needs to be able to deny that it was his own failure of sympathetic understanding which drove her to her supposed suicide (4.5.38-40, 4.5.64). 

From now on Capulet’s guilt will doubtless prove to be a constant burden, since it essentially represents an instinctive acknowledgement that he has failed to live up to the standards which love itself ultimately demands. However, as is typical of the play as a whole, this intense pain also enables him to progress up the erotic scale: his determination to erect a statue in commemoration of his daughter’s secret beloved seems to spring from a need to earn forgiveness, albeit posthumously, through a fully sympathetic devotion (5.3.303-04). This implies that parental affection may in many cases eventually be reformulated in a way that allows for a truly equitable exchange of need and care. 

By contrast, Romeo and Juliet’s love almost immediately impels them to practise such an exchange. As well as being “alike bewitched by the charm of looks,” Romeo is now, crucially, “belov’d and loves again,” as the chorus puts it: he tells the friar simply that Juliet “doth…love for love allow; the other did not so” (see prologue to act 2, 2.3.85-87). Whereas Romeo’s desire for Rosaline was an inchoate mixture of sexual attraction and nascent attachment, Juliet’s responsiveness encourages him to prioritise his yearning for a lasting intimacy over his immediate physical passion. The fact that, even before he talks to Juliet, Romeo’s physical attraction to this “snowy dove trooping with crows” is immediately sublimated into an admiration for an ethereal “beauty too rich for use, for earth too dear,” which has the capacity to “make blessed [his] rude hand,” serves to demonstrate that his concern in their first meeting to atone for his “rough touch” and “trespass” with kisses is more than a way of disguising his intense sexual desire -although this is certainly one of his motives (1.5.44-53, 1.5.93-110). The lovers implicitly use the pilgrim’s desire to transcend his fallen nature and dedicate his life to God as an analogy for their own instinctive urge to subordinate physical passion, and indeed all other desires and fears, to their yearning for an enduring intimacy. [xx] The promise of this intimacy ultimately drives them to practise a far more courageous self-denial than Capulet or the nurse could ever manage to do. 

Sexual desire undoubtedly has an unrivalled power to create an immediate sense of intimacy, as can be seen from the contrast between the lovers’ relatively open expression of their desires, which famously leads them to kiss twice even in their first encounter, and the reserve which Mercutio, Capulet and the nurse all feel compelled to exercise. Ironically, however, physical passion often helps to trigger a desire to secure a lasting attachment, which in turn tends to to generate a degree of continence: thus Juliet partially conceals her own feelings during the lovers’ first encounter, while requesting that Romeo show “mannerly devotion,” and is later anxious to deny him any further physical “satisfaction,” because she understands that in itself sexual passion resembles “the lightning, which doth cease to be, ere one can say it lightens” (1.5.97-100, 2.2.119-26). Her rueful admission that she would have been “more strange” if Romeo had not already overheard her expressing her real feelings is not merely conventionally coy, but reflects a natural concern that he might think her “too quickly won” and therefore less likely to be “true,” and perhaps also a worry–tactfully veiled of course– that she has lost the chance of judging whether his own “bent of love be honorable” which a period of decorous reserve might have provided (2.2.95-106, 2.2.143). Juliet’s reserve is of course a temporary measure, unlike that exercised by Capulet, the nurse and Mercutio, since it is purely designed to clear the way for a trusting intimacy.

However, sexual continence is only one aspect of the determined restraint which the lovers exercise in order to establish and maintain the relationship: it is significant that, even in the wake of their initial, earth-shaking encounter, Juliet has the presence of mind to disguise her intense desire to discover her beloved’s name (1.5.128-43).[xxi] As with Capulet, Juliet’s desire to possess her beloved is moderated by the intense concern for his welfare which it immediately creates: she is torn between a desire to tie Romeo to her hand forever like a tame bird and the knowledge that he is in too much danger to stay any longer (2.2.176-85). Thus, like pilgrims, the lovers begin to demonstrate an unobtrusive, patient fortitude, as their deep needs teach them to restrain any potentially divisive desires, and to protect the beloved upon whom they depend for their fulfilment. 

Romeo’s passion moderates his spirited assertiveness as well as his physical desire: his grief over Rosaline leads him to hold himself aloof from the brawls between the two families, in which his mother implies he would normally have participated, and, as we have seen, to hesitate before going to the Capulets’ masque, while his desire for Juliet easily overrides any anger that he might feel in response to Mercutio’s provocative insults (1.1.117, 2.1.1). Mindful of his agonising rejection by Rosaline, he is above all concerned to avoid the “peril” of Juliet’s disapproval, and so breaks off from two solemn oaths of loyalty at a word from his beloved (2.2.107-15). He also easily accommodates himself to Juliet’s plea for continence, for the “satisfaction” of her “faithful vow” now means much more to him than the kisses which he demanded on their first encounter, as is shown by the fact that he does not even attempt to climb up to her balcony (2.2.125-27). By the end of the scene Juliet can compare him first to a caged bird and then to a trained falcon, since he forfeits both his pride and his desire for an immediate physical consummation willingly–in precisely the way that Mercutio would find shamefully humiliating–lured on to endear himself to his beloved in every possible way by his own desire to deepen and prolong the attachment (2.2.158-83).[xxii]

The lovers are more steadfastly determined to restrain their own divisive needs and foreground their sympathetic care than Capulet, the nurse or Mercutio, because they have much more to lose: as soon as Juliet’s worries have been allayed by her beloved’s demand that they “exchange…faithful vow[s],” she admits that her love is “as boundless as the sea” (2.2.127-33). From this moment onwards they are sustained in their obdurate fidelity by the knowledge that their love is returned, “grace for grace” (2.3.86).[xxiii] Unlike sexual desire, the pleasures of a fully trusting and constant intimacy are inexhaustible, and in fact constitute an unlimited ultimate good: “the more I give to you, the more I have” (2.2.134-35). It is significant that on the eve of their marriage neither lover can comment on anything but their inability to “sum up” their joy: this joy is a summum bonum to which we are drawn only by noetic intuitions; itself immeasurable even as it provides the ultimate standard by which all other passions can be measured (2.6.24-34). The corollary of this point is that the loss of this ultimate good creates a grief which is “discreet” and “chok[ing],” precisely because it is beyond rational control or analysis (1.1.193-94). Whereas Romeo can express his more superficial grief over Rosaline to Benvolio–albeit even at this point reluctantly, as we have seen–he says nothing about his pain when he hears of Juliet’s supposed death, although his “looks are pale and wild” (5.1.24-30).

The lovers’ self-restraint is, however, matched by the spirited boldness which leads them to defy external obstacles to their love. The story which the nurse tells about the infant Juliet hints at this boldness: in reply to the nurse’s husband’s bawdy question, the toddler, who has just fallen over, solemnly agrees that she will indeed “fall backward” when she is older (1.3.35-57). Juliet has prepared the way for resisting an arranged marriage even before she meets Romeo, since she does not in fact promise to accept Paris, as she allows her mother to assume, but only–ironically–that she will restrain herself from desiring anyone of whom her parents disapprove (1.3.97-99). Of course, her intense attraction and attachment to Romeo soon lead her not only to break even this qualified commitment, but, in contrast with the more prudent Rosaline, to defy the artificial constraints imposed by the family feud– “What’s Montague?” she famously asks, reflecting that it is “nor arm nor face, nor any other part belonging to a man” (2.2.38-49). Her prudence is not self-protective, but reflects her intense desire to safeguard the relationship: when Romeo appears so unexpectedly under her balcony, she is too worried that he will be “murther[ed]” by her kinsmen to be frightened on her own account (2.2.49-74). 

By implication, Juliet’s passion also overrides conventional piety: she can conceive of no higher power by which Romeo could swear than his “gracious self, which is the god of [her] idolatry” (2.2.112-15). She values the sacrament of marriage and her maidenly modesty–which, as we have seen, she regrets having accidentally forfeited–purely because they might help her to fulfil her natural longing for a lasting intimacy, but defies the constraints conventionally imposed both by her gender and her tribal allegiance, as she takes it upon herself to plan her marriage to the son of her father’s greatest enemy (2.2.142-48).[xxiv]

Romeo himself is also bold for the same reason as he is restrained, since the “peril” of experiencing Juliet’s disapproval overshadows all other passions. He too is ready to renounce his family and to defy the constraints created by the family feud in order to pursue his passion: at the risk of being “murther[ed]” by the Capulets he “leap[s] [the] orchard wall” that divides him from his beloved, which is “high and hard to climb,” after deciding that death can “do what he dare, it is enough I may but call her mine” (2.1.5, 2.2.63-73, 2.6.7-8). The chorus’s comment, that passion “lends…power…, temp’ring extremities with extreme sweet,” attributes the lovers’ bravery to the fact that their prospective pleasures are so delightful that they outweigh any suffering which might be incurred in the process of securing them (prologue to act 2, 13-14). The contrast between their boldness in confronting external obstacles and the restraint which they exercise within their relationship is obliquely alluded to through the nurse’s confusion as to whether the first part of Romeo’s name sounds more like rosemary, as Juliet playfully assumes, since the herb traditionally represents fidelity, or a dog’s growl: Romeo himself could in fact be seen as resembling both at once, for the loyalty of dogs impels them to be assertive with their enemies and docile with their friends (2.4.206-12). This combination of moderation and boldness reflects the power of a deep attachment to override the self-love which commonly regulates both the desires and the fears of non-lovers. 

Like Capulet at the masque, Romeo is at first too concerned for Juliet’s feelings to fight a duel with her cousin:

     Tybalt, the reason that I have to love thee

     Doth much excuse the appertaining rage

     To such a greeting. 

     (3.1.62-64; see also 3.1.68-72)

Since even this initial response to Tybalt’s rudeness implies that he does not entirely “excuse” the latter’s behaviour, it is evident that Romeo’s spirited pride has not yet been entirely moderated by his passion, despite his efforts to serve Juliet with an intransigent loyalty. His efforts at humble restraint are quickly abandoned after Mercutio’s death, which triggers as noble an indignation as his friend might have wished (3.1.113-31). The uncharacteristically grandiose and clichéd language which Romeo uses before fighting Tybalt–he vows in what one critic calls a “base rant” to prioritise “valor’s steel” over “effeminate” moderation confirms that his revenge is motivated primarily by honourable pride.[xxv] This is not to deny that he also shows an ardent constancy peculiarly his own, which may indeed be what lends him the extra strength to defeat a superior swordsman (2.4.13-26): he declares that “Mercutio’s soul is but a little way above our heads” and seems for a moment willing to “keep him company,” even if he cannot kill his foe. 

It is significant that this lapse causes Romeo’s exile, for, as Mercutio’s own case illustrates, amour propre is intrinsically divisive, being absolutely antithetical to the humble self-denial which deep attachments demand. However, as is typical of the play as a whole, Romeo’s suffering is ultimately productive, for it is precisely the pain of having apparently forfeited his beloved’s affection–which even seems to outweigh that of his apparent bereavement at the end of the play–which finally impels him to abandon his pride completely: at Friar Lawrence’s cell he surrenders to an undignified despair, disregarding the nurse’s adjuration to “be a man,” and rising from his abject position only when she reminds him that he must “stand up…for Juliet’s sake” (3.3.83-91). Henceforth, Romeo eschews all pretensions to nobility: thus, he commits suicide in the least dramatic and most efficient manner possible, after haggling with a disreputable chemist in order to acquire the poison he needs (5.1.78-86, 5.1.119-20). When forced to fight Paris outside Juliet’s tomb, he approaches the duel simply as another of the chores required by his devotion to his beloved (5.3.58-70). Indeed, this second duel again seems designed to underline the incompatibility between love and pride: while Romeo is pursuing his plan to die alongside Juliet with humble, obdurate determination, Paris (whose noble indignation is typical of the spirited group of characters) is easily distracted from strewing flowers on her tomb by an honourable concern lest the intruder might do the bodies “some villainous shame” (5.3.12-17, 5.3.49-53). 

In venting his grief to Friar Lawrence Romeo initially dwells at length on the fact that he will no longer be able to touch or see Juliet, but after being revived by the nurse in the manner described above, his desperate need for his beloved is immediately sublimated into a sympathetic concern, since he knows that the rapport which he fears he has forfeited is founded on mutual care: “How is it with her…how doth she?” (3.3.12-59, 3.3.88-98). Just as he only despairs fully when the nurse inadvertently implies that he has alienated Juliet by killing Tybalt, his “comfort is reviv’d” when she gives his beloved’s ring (3.3.99-108, 3.3.163-65). Indeed, his calmness at the end of this scene seems to be derived more from this simple demonstration of Juliet’s continuing loyalty than the knowledge that he will spend the night with her, or even the hope that they will soon be reunited, although these undoubtedly play their part in his recovery (3.3.146-65). This shows that not only sexual desire, but even physical propinquity itself matters less to the lovers than their underlying sense of sympathetic alignment. Because he is now completely sure that Juliet still loves him, Romeo is able to resign himself more courageously to a far more radical separation from his beloved than the removal which Capulet and the nurse are contemplating with such consternation. 

The nurse treats the friar’s attempt to moderate Romeo’s grief purely as a formal exercise– “O, what learning is!”–thus implicitly agreeing with the latter that it is pointless to “speak” of what one cannot “feel” (3.3.159-60, 3.3.64). As we have seen, the corollary of the lovers’ inability to find words to convey their joy before their marriage is that the pain of losing an unlimited good is a “choking gall” which is beyond any rational control (1.1.194). The nurse seems to understand that only passion itself can moderate such a grief: “for Juliet’s sake…rise and stand” (3.3.89). She is, however, confident that it will do so in the end: after forestalling Romeo’s desperate urge to commit suicide, she simply says that she will “tell my lady you will come,” whereas the friar allows the crucial point that his suicide would “slay thy lady that in thy life lives” to be obscured by a series of arguments which mainly appeal–irrelevantly, as far as his protégée is concerned–to his pride and instinct for survival (3.3.161, 3.3.109-29, 3.3.24-51).

The “modesty” which Juliet shows as she waits for Romeo to come to her bed is not conventionally coy, but springs from an inchoate recognition that, compared to the satisfactions of a constant attachment, her sensual excitement is as fleeting as Phoebus’s “fiery-footed steeds,” galloping towards night, or a child’s impatience to don a new set of party clothes (3.2.1-4, 3.2.26-31). Echoing the falconry imagery in the balcony scene, with its associations of persistent, disciplined care, she asks “civil night” to “hood [her] unmann’d blood, bating in [her] cheeks” and allow her to “think true love acted simple modesty,” thus sublimating her transient pleasure by reminding herself that it is only the first of many expressions of constant devotion (2.2.158-67, 3.2.14-16). Even at this dizzyingly exciting moment her sexual desire is almost overshadowed by the steadfast, self-denying care which is the natural consequence of her deeper longing for a lasting intimacy: she longs to possess her beloved, body and soul– “Give me my Romeo”–but she also relishes the idea of him living on in the night sky, etched in stars, even after her own death (3.2.20-25). 

Throughout the play Shakespeare inverts the traditionally negative connotations of night and darkness in order to suggest that restrained endurance is the mark of a truly passionate attachment. In the morning before her marriage to Romeo Juliet can only burn with sensual anticipation, which for lovers “ten times faster glides than the sun’s beams, driving back shadows,” but after the ceremony, when the “fiery-footed,” but “garish” sun begins to descend to “Phoebus’ lodging,” she is much more solemn, as she contemplates a lasting devotion, symbolised by the serene, unchanging beauty of the night sky (2.5.1-17, 3.2.1-25). It is “in the night” that Queen Mab “presses” the maids and forces them to “learn…to bear” with “good carriage” (1.4.92-94). Juliet “bear[s] the burthen…at night,” just as the nurse predicted: it is at night that her care for Romeo teaches her to postpone her pleasure, both in the balcony scene and after she loses the argument about birdsong; and it is at night when she first takes the potion and then, two evenings later, stabs herself (2.5.76, 4.1.105-06).[xxvi]

Similarly, Romeo’s education begins with his struggles to contain his grief after his rejection by Rosaline, during which he “locks fair daylight out, and makes himself an artificial night” -an image which perhaps indicates that he retains more control over his feelings than he realises at this early point in the play, having not yet been fully exposed to the pain of love (1.1.118-40). His portrayal of Juliet as “full of light” in the darkness of the vault is the last of a series of similar contrasts, all of which suggest that the constancy of lovers is developed through adversity, just as the unchanging brightness of the stars is only revealed by night (5.3.86). At the masque he conveys his awed reverence for his mistress’s beauty by comparing her to a bright jewel, “hanging on the cheek of night,” while in the balcony scene it is significant that he shifts his image for Juliet from the sun to the stars just at the moment when he decides to restrain his sudden impulse to speak (1.5.44-46, 2.2.2-22).[xxvii]

Whereas Romeo turns day into night as he strives to control his desperate grief, and Capulet stays up all night in his eagerness to give Juliet the perfect wedding, the impatient Mercutio jokes that the friends “burn daylight” as they argue about their plan to attend the masque, even though it is clearly dark enough to require torches (4.2.40-43, 1.4.43-45). Although Mercutio searches for Romeo for a while after the party, he is in the end, as his name implies, volatile rather than constant: his eventual decision to go home to his “truckle-bed” contrasts with his friend’s determination to pursue his courtship of Juliet through the night (2.1.39-40, 2.3.41-43). Whereas the coolness of night is associated with the restraint which characterises constant passion, the duels are triggered by Mercutio’s insistence on staying out when “the day is hot,” and “the mad blood [is] stirring” (3.1.1-4). 

As with Juliet’s earlier “boundless” joy, she feels that “no words can that woe sound” when she hears of Romeo’s banishment, since it has “no limit, measure, bound” (2.2.133-35, 3.2.125-26). As always in this play, however, her suffering serves to sharpen and focus her passion, in this case impelling her to prioritise it over her loyalty to her family. Juliet is only affected by the killing of Tybalt insofar as it seems for a moment to show Romeo’s perfidy, and even this concern is quickly overshadowed by her grief over her lover’s banishment (3.2.71-137). By contrast, the less passionate nurse, whose attachments, although deep, resemble those of Tybalt and the servants in that they are partly bound up with her loyalty to the household as a whole, cannot understand the power of a mature erotic choice to override family ties. Juliet’s intransigent loyalty can only stem from the trust which is generated by a reciprocal, perfectly equitable expression of need and care: thus, her expectation of receiving “comfort” from Romeo is balanced by her understanding that she must send him her ring in order to reassure her “true knight” of her continuing devotion (3.2.138-42).

Such is Romeo’s sympathy with Juliet’s desperate desire to prolong their one night together that he would doubtless have agreed to “stay and die” because his beloved “wills it so,” if she had pushed the point (3.5.1-25). By the same token, however, Juliet’s concern to protect her beloved ultimately forces her to heed his warning that morning is approaching (3.5.26-35). This apparently trivial conversation in fact encapsulates the whole play, since it demonstrates the process by which the lovers’ determination to prioritise their sympathetic rapport over their self-love can manifest itself either as bold courage or staunch self-restraint, according to whether it is fear or desire which threatens to divide them. As we have seen, this overriding, mutual sympathy provides a direct contrast to the ambivalent care offered by Capulet and the nurse later in the same scene. The interchangeability of the roles which the lovers play underlines the fact that the strength of the relationship is derived from the perfectly equitable nature of their mutual care: whereas earlier it was Romeo who instantly complied with his mistress’s refusal to grant him any immediate sensual “satisfaction,” it is now Juliet who quickly moderates her desire to keep him by her side in response to her beloved’s gentle hint that he should be gone (see 2.2.125-27).

Juliet presents herself initially as a “soft” victim of fate, as she calls on her nurse in a child-like manner to help her to avoid marrying Paris, but the subsequent conversation teaches her that the days when she could be protected from suffering by her guardian’s “comfort” are over (3.5.204-12, 3.5.235-42). From the broadest point of view, Juliet’s separation from her family at this point in the play is simply the culmination of a natural process which began with the nurse’s inability to soothe the inevitable pain of her weaning (1.3.24-32). The nurse could not have helped her even if she had responded to her plea more sensitively, for mature attachments necessarily involve a staunch, self-reliant endurance, as Juliet’s infant self unwittingly acknowledges when she agrees that she will choose to “fall backward when [she has] more wit” (1.3.40-48). The nurse’s husband’s joke makes the same point as the Queen Mab speech in the same misleadingly bawdy way: Juliet will become one of those maids whom desire itself inevitably “presses…and learns them first to bear” (1.4.92-94). 

By the time Juliet speaks to Friar Lawrence she is able to frame her request for help in such a way as to foreground her growing sense of autonomy: she presents herself now as an “umpeer, arbitrating” the discussion, with the final power to decide whether the friar’s “remedy” is sufficient to enable her to continue to live (4.1.50-67). Juliet has now thoroughly freed herself from the comfortable dependence of childhood, just as Romeo’s affair with Rosaline taught him to contain his grief, since attempts to pity him merely served to “propagate” his tears (1.1.185-92).[xxviii] The ultimate expression of this courageous self-reliance is, “if all else fail, [her] power to die”: almost in accordance with the nurse’s husband’s prediction, she is ready to “leap…from off the battlements” in order to preserve her “true heart” from “treacherous revolt” (3.5.242, 4.1.77-88, 4.1.50-67). The constant juxtaposition of love and death throughout the play hints that in extreme circumstances passionate souls are bound to prioritise their desire for the ultimate good above even the most deeply engrained manifestations of self-love (see, for instance, 1.5.134-35, 2.2.77-78, 2.4.13-16, 2.6.6-8, 3.2.21-25, 3.2.136-37, 3.5.24, 3.5.93-95, 3.5.140, 3.5.200-01, 4.1.77-88, 4.5.35-40, 5.1.6-9, 5.1.34, 5.3.92-119).[xxix]

Although, ironically, mature passion itself involves surrendering even more abjectly to a beloved–as when Romeo longs to be Juliet’s tame bird (2.2.182)–this “press[ing]” or “fall[ing] backward” is very different from a child-like dependency, because it almost immediately imposes a commensurate burden of care, as lovers seek to safeguard the satisfactions of an intimate attachment both from internal dissonance and external threats. From one point of view the play is therefore a Bildungsroman, as the extreme youth of the protagonists implies, the aim of which is to demonstrate how the lovers are impelled to ascend the erotic hierarchy by an entirely natural–albeit in this case of course highly accelerated–evolution of passion, as a child-like longing to possess the beloved absolutely for oneself progressively imposes an austere self-denial.

Juliet does not overcome the fears which make her hesitate to execute the friar’s plan until it suddenly occurs to her in her fevered state that she might be able to protect Romeo from Tybalt’s vengeful ghost in the tomb -presumably as a ghost herself, since she is convinced that drinking the potion is tantamount to committing suicide (4.3.24-58). “Love give[s] [her] strength,” it seems, because at the top of Queen Mab’s hierarchy the perfectly sympathetic unity which lovers crave can only be achieved by offering the beloved an absolutely self-denying care (4.1.125). Juliet foregrounds this care so determinedly in this passionate soliloquy that she does not even bother to mention her own need for Romeo as a motive to proceed with the plan, although this is clearly her underlying motive. Soon of course she will commit suicide in earnest, without wasting time or words, and of necessity in an even more boldly courageous manner than Romeo, simply in order to stay with her “true love” (5.3.160-70). 

Although the banished Romeo’s dreams are of being reunited with Juliet and revived by her kisses, they also show how the intensity of his mingled need and care sustains him even in her absence: he realises that “love’s shadows are so rich in joy” even without “love itself possess’d,” and asks, “How doth my Juliet…for nothing can be ill if she is well” (5.1.1-16). His quiet determination to kill himself after hearing the news of Juliet’s death is the supreme example of the courageous sacrifices which the “choking gall” of love progressively drives him to make in order to maintain the bond which is so vital to his happiness: having moderated his sexual desire and stripped away his pride, his desire to preserve his sense of sympathetic unity with his beloved now overrides his instinct for survival itself.[xxx] His single exclamation, “Then I defy you, stars!” and his reference to the poison as a “cordial” and a “pilot” confirm that he sees his suicide as a stalwart assertion of his loyalty rather than an act of despair, as it would have been if he had actually been allowed to stab himself in act 3, scene 3 (5.1.24, 5.1.85-86, 5.1.117).  

Shakespeare sheds an indirect light on his reserved hero’s state of mind at this point by constructing an implicit parallel between the apothecary’s motives for selling the poison and Romeo’s for buying it: the apothecary’s extreme hunger drives him to overcome his fear of being put to death for making this illegal sale in just the same way as Romeo’s need to maintain the connection which provides him with such vital emotional sustenance impels him to override his own instinct for survival (5.1.66-84). As Juliet did when taking the potion which she feared would kill her, Romeo foregrounds his sympathetic care as he commits suicide, since it is this that has fostered the perfectly harmonious rapport which he treasures, although at the same time he does acknowledge his need to possess her forever: he will “stay with” her in “this palace of dim night,” for “fear” that death might be preserving her “here in dark to be his paramour” (compare 5.3.102-09 and 4.3.55-57).

Thus, in some ways Romeo’s sacrifices resemble those of Capulet and the nurse as they overcome their reluctance to encourage Juliet to marry: love forces all three characters to fall back on the strategy that offers them the best chance of preserving their bond with Juliet, in however attenuated a form and by however painful a means. However, as we have seen, Romeo is able to go much further than these parental figures: because he has found fulfilment through a fully reciprocated love, he is motivated to align himself with Juliet in a sympathetic unity which remains steadfast even in the face of a physical bereavement, the fear of which stunts and contorts the passionate devotion of Capulet and the nurse. Romeo and Juliet’s suicides represent an extreme illustration of the courageous sacrifices which all those who experience the sustaining power of intimate devotion are necessarily driven to make, often of course in much more humdrum and unobtrusive ways, as they exercise the self-denying care upon which any such intimacy must be founded.  

To sum up: truly passionate lovers feel impelled to shoulder a burden of self-denying care in order to fulfil their need to unite with their beloved. They ascend the erotic hierarchy, as loss and the fear of loss of this ultimate good, teach them to prioritise the reciprocal expressions of need and care by which it is sustained above all their other passions; in particular, sexual desire, which they carefully regulate because of its intrinsically fleeting nature, and pride, which Romeo rejects as incompatible with his self-effacing devotion. While such lovers are therefore distinguished most of all by the stalwart self-restraint which they habitually exercise within the relationship, they can also demonstrate great boldness in confronting external obstacles: passion not only drives young lovers to substitute a brave self-reliance for the comfortable, self-absorbed dependency of childhood, but may ultimately impel them to defy all conventional constraints, apart from those, like the decorum of courtship and the sacrament of marriage, which might facilitate a lasting devotion. Thus, the determination of lovers to eschew divisive passions can manifest itself equally as bold defiance of fear or staunch restraint of desire as the occasion demands. Romeo and Juliet’s suicides expose the essential nature of the courage of love by taking the self-denial which all passionate lovers are driven to display–often of course in much more prosaic ways–to its logical extreme.

Slightly lower down the hierarchy than the eponymous lovers, many passionate characters stumble, as it were, towards the ultimate good, often exercising a staunch self-denial, but falling short of the intransigently courageous devotion which a fully sympathetic intimacy demands. Ironically, it is precisely because the parental figures in the play naturally foreground their protective care at the expense of their own needs–in the knowledge that their child must eventually separate from them in order to fulfil their own desire for a fully reciprocal attachment–that their concern tends to be restricted to material support, or even stunted by an unacknowledged resentment, for it is beyond the scope of human nature to offer a fully sympathetic care without at least the hope of it being reciprocated. However, Capulet’s posthumous plea for his daughter’s forgiveness perhaps hints that a relationship which is bound to be unequal at first can eventually under the right circumstances be transmuted into one of mutual care and need. 

The spirited characters are more consistently assertive than their passionate counterparts, since they usually form diffuse, relatively superficial allegiances, which actively encourage their proud concern to earn the respect of their tribe -although passionate lovers may sometimes show even more boldness, since their courage stems from needs which can at times take priority over their own survival. The more passionate of these spirited characters experience an underlying desire for deep intimacy, but attempt to repress this need in order to avoid having to devote themselves to a beloved in a manner that they dismiss as abjectly servile. Ironically, such characters, who pride themselves on their boldness, are in fact cowed by the austere imperatives of love, which demand a more obdurate and self-denying fortitude than proud displays of bravery. 

The fact that neither Mercutio nor Capulet can offer stalwart, devoted care, since they both avoid expressing their real needs–albeit for very different reasons–suggests that the fully reciprocal intimacy which alone can generate such courageous care is more easily achieved by romantic lovers than by parents or friends, presumably because sexual attraction often facilitates a relatively unreserved expression of mutual desire. However, since such attraction is presented as an ephemeral catalyst, rather than as an essential element of lasting attachments, it seems likely that in many instances passionate friends and parents can find other, perhaps more circuitous, ways of generating the intimacy which they crave.

Although their pain is more superficial and less chronic than that of the lovers, Mercutio and Tybalt nevertheless clearly suffer more than stolid characters such as Benvolio, Lady Capulet and the friar, who survive the calamitous events of the play unscathed because they are generally ruled by prudent self-interest. There are, however, gradations even within this latter group, as there are in the other two. Just as Mercutio is more passionate than Tybalt and the servants, and the eponymous lovers more so than Capulet and the nurse, so Friar Lawrence proves himself to be more passionate than Lady Capulet or Benvolio, as he begins to sympathise with Juliet’s pain. However, the contrast between his abject flight at the end of the play and Juliet’s refusal to desert Romeo implies that piety and philosophy lack the power of the lovers’ intransigent passion to override prudent self-interest. Thus, Shakespeare suggests that a truly courageous self-denial is generated neither by reason, nor by Christian charity, nor by spirited, honourable camaraderie, nor even usually by devoted parenthood, but rather by a need for intimate devotion which is so intense as to override any passion which threatens to disrupt the desired unity.

Although the play focuses on courage, it therefore draws together all the key elements of Shakespeare’s philosophy as it is explicated on this website: Romeo and Juliet portrays the ultimate good more directly, if less systematically than As You Like It, and echoes Twelfth Night in showing that a fully courageous pursuit of this good can only be motivated by the promise of a perfectly equitable, reciprocal attachment; while implying that such an attachment involves restraining physical passion and resisting the distraction of proud, spirited nobility -subjects covered more fully in A Midsummer Night’s Dream and Hamlet respectively. The parallel between the plot of Romeo and Juliet and the story of Pyramus and Thisbe provides a hint that the link between the courage and moderation of lovers is particularly intimate, since both involve restraining deeply embedded instincts, and since, as we have seen, the self-control which lovers must exercise in order to sustain their sympathetic alignment itself demands a great deal of patient fortitude. This overview suggests that Shakespeare structures his thought around the four classical virtues, since Romeo and Juliet, A Midsummer Night’s Dream and Twelfth Night focus respectively on courage, moderation and justice, although it should be noted at this point that there is no mature play devoted to the wisdom of love; perhaps because its excellence can only be grasped intuitively, or perhaps because the primary concern of all his major work is to explore the most prudent means by which wise lovers can achieve this intuited good, as well as the inadequacy of all alternative goals. 


[i] See, for instance, John Bowlby, Attachment and Loss, 3 vols. (1969; repr., London: Random House, 1998).

[ii] Saul Bellow, Ravelstein (London: Penguin Books Ltd., 2000): 231.

[iii] Leo Strauss, Natural Right and History (Chicago: The University of Chicago Press, 1965): 28-34.

[iv] Elizabeth L. Eisenstein, The Printing Press as an Agent of Change (1979; repr., Cambridge: Cambridge University Press, 1980): 270-72; F. A. Yates, The Art of Memory (London: Routledge and Kegan Paul, 1966).

[v] John W. H. Atkins, English Literary Criticism: The Renascence (London: Methuen and Co., 1951): 349; Henry Reynolds, “Mythomystes,” in Critical Essays of the Seventeenth Century. Volume 1: 1605-50, ed. J. E. Spingarn (Oxford: Clarendon Press, 1908): 144-77; Richard Stanyhurst, “Extracts from the Dedication and Preface of his Translation of The Aeneid; 1582,” in Elizabethan Critical Essays, ed. G. G. Smith, vol. 1 (Oxford: Clarendon Press, 1904): 136; Michael Murrin, The Veil of Allegory. Some Notes Toward a Theory of Allegorical Rhetoric in the English Renaissance (Chicago: Chicago Univ. Press, 1969): 122.

[vi] “Preface to the translation of Orlando Furioso; 1591,” in Smith, Elizabethan Critical Essays: 203.

[vii] James Shapiro, 1599 (London: Faber and Faber, 2005): 142-44.

[viii] Leo Strauss, Persecution and the Art of Writing (Glencoe, Illinois: The Free Press, 1952): 16-21, 34-37.

[ix] The Riverside Shakespeare, ed. G. Blakemore Evans et al. (Boston: Houghton Mifflin Company, 1997):  1860. All references to the play are to this edition.

[x] See, for instance, Franklin M. Dickey, “To Love Extreamely Procureth Eyther Death or Danger,” in “Romeo and Juliet: Critical Essays, ed. John F. Andrews (1993; repr., New York: Routledge, 2015): 269-83.

[xi] Blakemore Evans et al., The Riverside Shakespeare: 95.

[xii] See T. J. L. Cribb, “The Unity of Romeo and Juliet,” in Shakespeare’s Early Tragedies; A Casebook, ed. Neil Taylor and Bryan Loughrey (London: Macmillan Press Ltd., 1990): 192. The plays have an “intellectual coherence…which exists at a poetic level that may not be fully appreciable on stage.”

[xiii] For the friar’s stolid incomprehension, see D. A. Traversi, “An Approach to Shakespeare,” in Andrews, “Romeo and Juliet: Critical Essays: 24-6, 30-31.

[xiv] M. M. Mahood describes the play as having “the equilibrium of great tragedy” in “Shakespeare’s Wordplay,” in Andrews, “Romeo and Juliet: Critical Essays, 63. 

[xv] For the friar’s cowardice, see James C. Bryant, “The Problematic Friar in Romeo and Juliet,” in Andrews, “Romeo and Juliet: Critical Essays: 330-31.

[xvi] For the tensions in Mercutio’s speech, see Coppélia Kahn, “Coming of Age in Verona,” in Andrews, “Romeo and Juliet: Critical Essays: 343. 

[xvii] The Zeffirelli film hints at this reading of the play. See Jack Jorgens, “Franco Zeffirelli’s Romeo and Juliet,” in Andrews, “Romeo and Juliet: Critical Essays: 168.

[xviii] Norman Holland, “Mercutio, Mine Own Son, the Dentist,” in Essays on Shakespeare, ed. Gordon Ross Smith (University Park: Pennsylvania State University Press, 1965): 3-14. This essay exposes the fear of love which underlies Mercutio’s aggressive bawdry.

[xix] Barbara Everett, “Romeo and Juliet: The Nurse’s Story,” Critical Quarterly, Summer (1972): 136.

[xx] See T. J. L. Cribb, “The Unity of Romeo and Juliet,” in Taylor and Loughrey, Shakespeare’s Early Tragedies; A Casebook: 183 et passim, for the links between Shakespeare’s thought and Neoplatonic conceptions of the ladder of love, where “the vulgar lead[s] to the heavenly.” 

[xxi] Juliet’s prudence is discussed in D. A. Traversi, “An Approach to Shakespeare,” in Andrews, “Romeo and Juliet: Critical Essays: 19-20.

[xxii] For Romeo’s substitution of a gentle humility for his former assertiveness see Marianne Novy, “Violence, Love, and Gender in Romeo and Juliet,” in Andrews, “Romeo and Juliet: Critical Essays: 360-62.

[xxiii] For the importance of the reciprocity of Romeo and Juliet’s love see Kiernan Ryan, “’The Murdering Word’,” in “Romeo and Juliet,” New Casebook series, ed. R. S. White (New York: Palgrave, 2001): 123.

[xxiv] Coppélia Kahn, “Coming of Age in Verona,” in Andrews, “Romeo and Juliet: Critical Essays: 349.

[xxv] D. A. Traversi, “An Approach to Shakespeare” in Andrews, “Romeo and Juliet: Critical Essays: 27.

[xxvi] For the timing of the play see J. W. Draper, “Shakespeare’s Star-Crossed Lovers,” in Andrews, “Romeo and Juliet: Critical Essays: 298.

[xxvii] Marjorie Garber, “Romeo and Juliet: Patterns and Paradigms,” in Andrews, “Romeo and Juliet: Critical Essays: 127-28 – “tragic darkness…throw[s] the brilliance of the lovers (and their love) into sharp relief.”

[xxviii] Marjorie Garber, “Romeo and Juliet: Patterns and Paradigms,” in Andrews, “Romeo and Juliet,”: Critical Essays: 123. 

[xxix] See Coppélia Kahn, “Coming of Age in Verona” in Andrews, “Romeo and Juliet”: Critical Essays: 354-55, for the pervasive link between love and death.

[xxx] For the lovers’ certainty that their love is the ultimate good see William Hazlitt (1817); Characters of Shakespeare’s Plays (Great Britain: Amazon, 2021): 136-41.

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Twelfth Night and the Justice of Love

By setting the play at the end of the festive season Shakespeare reminds us that all “pleasure will be paid, one time or another” (2.4.70-71). The financial transactions which play such an unusually pervasive role in Twelfth Night direct the reader’s attention towards the central question which the play raises; namely, how can one earn what is truly of value (1.2.18, 1.2.52-57, 1.3.22-24, 1.4.38-40, 2.3.31-34, 2.3.182-89, 2.4.67-71, 3.1.43-53, 3.3.38-48, 3.4.2-3, 3.4.340-52, 4.1.19-21, 4.2.118, 5.1.27-49).[i] Clearly, any exploration of this issue must be based on an understanding of what is required for the fulfilment of our deepest needs. It is no coincidence that the play’s subtitle, What You Will, is almost synonymous with that of As You Like It, which, I have argued elsewhere, is entirely focused on the summum bonum.[ii] In Twelfth Night, as in As You Like It, Shakespeare presents deep attachments as an irreducible ultimate good, and argues that they are naturally just, since they offer the reward of lasting intimacy in return for a high level of self-denying, diligent care. The play also evaluates the nature and extent of the effort involved in pursuing prestige and sensual pleasure in relation to the returns which they yield: sensualists attempt to reduce their cares to a minimum, but gain only fleeting and insubstantial pleasures, whereas pride, whether manifesting itself as honour, piety or philosophical detachment, offers entirely illusory rewards, despite frequently demanding a considerable outlay of courage or self-restraint. 

Because the friendship between Sebastian and Antonio develops into the nearest thing to a fully reciprocal attachment in the play, it provides a benchmark by which all the other relationships can be measured. Weighed down both by grief for his twin sister, Viola, whom he presumes drowned in the wreck from which Antonio rescued him, and by an awareness of the extraordinary “trouble” which he has caused the captain, Sebastian declares that the guilt would “kill him” if he allowed his saviour to share any further in the “malignancy of [his] fate,” since this would be “a bad recompense” for his painstaking care (2.1.1-42). Accordingly, although Sebastian eventually feels “charge[d]…in manners” to recount his history and parentage by the very “modesty” which makes Antonio refrain from trying to “extort” these details from him, he still attempts to conceal his destination from his friend for fear that he should insist on following him. However, when Antonio finally abandons his carefully maintained restraint to protest that his beloved’s decision to cut all ties with him is tantamount to “murther[ing] me for my love,” Sebastian feels duty bound to tell him that he is going to Illyria (2.1.12-43). Paradoxically, therefore, Antonio’s apparently self-denying generosity, although from one point of view absolutely noble, turns out to be a prudent investment, since it enables him to set in train the cycle of obligation and requital which Shakespeare presents as the foundation of intimate relationships.

Antonio does indeed follow Sebastian to Illyria, but eventually manages to soothe his friend’s sensitive conscience by insisting that he has been led by an entirely “willing love” to guide him through this “rough and unhospitable land” (3.3.8-13). Just as in the previous scene Antonio was finally driven to reveal the depth of his need for his friend out of pure desperation, when Sebastian seemed to be about to “murther” him by cutting all ties, here he admits to a “desire (more sharp than filed steel) …to see” his friend only in order to reassure him that he “make[s a] pleasure of [his] pains” (3.3.1-5). If Sebastian had responded less sensitively to Antonio’s advances, the captain would undoubtedly have continued to efface his own needs, while foregrounding the display of humble devotion through which he hopes to gain his beloved’s trust and gratitude. The intricate transactions through which Antonio gains Sebastian’s friendship are thus crucial to the thought of the play, since they are designed to expose what the other passionate lovers in the play quite naturally conceal; namely, that they expect in the end to gain a proportionate return for their outlay of humble devotion. 

One might assume that the captain’s open-hearted generosity would be easy to exploit, but, unlike his namesakes in The Merchant of Venice and Antony and Cleopatra, he has always retained a keen sense of what is due to him: we learn, for instance, that he “stood out” robustly against the purely expedient decision of his former comrades in arms to hand back the spoils of what he still sees as a just war with Orsino (3.3.30-37, 5.1.74-76). He pursues his friendship with Sebastian with such diligence because he expects ultimately to gain a rich reward for his efforts, for he sees in his beloved a “promise [of] most venerable worth” (3.4.362-63). Thus, the anger which Antonio feels when Sebastian apparently refuses to return his purse is proportionate to the effort which he now thinks he has wasted:

            Is’t possible that my deserts to you

            Can lack persuasion? Do not tempt my misery

            Lest that it make me so unsound a man

            As to upbraid you with those kindnesses

            That I have done for you.

            (3.4.348-52)

Antonio’s willingness to abandon his display of self-denial when he has lost all hope of being rewarded for his efforts provides the clearest evidence in the play that lovers’ sacrifices are essentially a means of securing their beloveds’ affections. Again, however, his efforts to restrain his “unsound” impulse to call in Sebastian’s debt underscore the point that lovers normally repress or sublimate what we might call the strategic aspect of their erotic transactions, lest too direct an expression of their own needs should undermine the harmonious rapport with their beloved which they have worked so hard to establish.

This view of love as a transaction is not as reductive as it might appear. Antonio’s strategies may not be straightforwardly noble in the way that they seem, but his desperate assertion that it would “murther” him to lose Sebastian and his willingness to follow his friend to a country where he has many mortal enemies–and where in fact he may well in the end be executed (5.1.69-100)–demonstrate that his attachment is strong enough to override even the most instinctive desires and fears (3.3.25-37). Antonio does indeed “make [a] pleasure” of his “pains” in a sense, because he relishes the fact that in supporting Sebastian, he is continually reinforcing his beloved’s trust and gratitude and in so doing, progressively deepening the relationship. 

Antonio’s strategic combination of apparently self-denying care and direct emotional demands ultimately gains the desired effect. Since Sebastian makes his apparently spontaneous proposal that they should go sight-seeing together immediately after apologising for his inability to reward Antonio financially and acknowledging that his repeatedly expressed gratitude is “uncurrent pay,” we may conclude that it is indeed inspired by a new understanding that he can requite his friend’s generosity simply through his affectionate companionship (3.3.13-19).  After tacitly accepting the erotic contract that he has been offered, Sebastian completely abandons his earlier reticence and at last gives free rein to his underlying desire to rely on his friend, even to the extent of accepting his purse without protest (3.3.38-48). 

Almost as soon as Sebastian allows himself to express his need for intimate companionship, he finds that he can hardly bear to be without his friend: 

Antonio, O my dear Antonio!

How the hours have rack’d and tortured me, 

Since I have lost thee.

(5.1.218-20; see also 4.3.8)

This intense exclamation of relief indicates that, once lovers have been drawn into an intimate attachment, they will inevitably experience a compulsive urge to protect the beloved upon whom their happiness now depends. The concern which Sebastian feels for Antonio’s welfare now precisely reciprocates the “fear” that the latter expressed for Sebastian’s own safety in Illyria (3.3.11-13; see also 3.3.35-37). Similarly, as we shall see, Maria strives to protect Sir Toby from being banished by Olivia and the terrified Olivia intervenes in order to prevent Sebastian from fighting a duel (2.3.72-74, 2.3.131-33, 4.1.45-59). The corollary of this point is of course that when passionate characters like Viola, Sebastian and Olivia actually do experience a major loss, they feel it with an intensity which is almost commensurate with the depth of the original attachment.  

Sebastian’s scrupulous sense of justice makes him particularly difficult to court, but it is precisely this quality which gives him the potential to be an unusually loyal and affectionate friend, since his desire not to build up unmanageable emotional debt springs from his sensitive awareness that deep intimacies entail ceaseless, reciprocal care. From this point onwards the friendship between Antonio and Sebastian will cause both men to make a “pleasure of [their] pains,” since they know that each expression of concern not only helps to protect and nurture the beloved upon whom their happiness depends, but deepens an attachment which they have enshrined as their ultimate good. The story of this relationship therefore perfectly illustrates the paradoxical justice of what one might call the erotic contract: in return for his apparently free, painfully pleasurable gifts of generosity, loyalty and restraint, Antonio eventually secures the only recompense he ever desired; namely, a deep intimacy with Sebastian, in which both men gain a trusted, constant companion in return for their sympathetic care. Thus, Shakespeare shows that there is a close link between justice and eroticism, since relationships are fulfilling to the extent that lovers are capable of creating and requiting obligation.

Like Antonio, but unlike Olivia (see below), Viola balances her care for others with a healthy attention to her own needs. She realises from the start that she is grieving for her own loss rather than for Sebastian himself, whom she at first presumes to have been drowned when their ship was wrecked: 

And what should I do in Illyria?

My brother he is in Elysium.

(1.2.3-4)

It is significant both that she has an identical twin and that she subsequently changes her plan to present herself to Orsino as a eunuch: Viola is an intransigently erotic character, who must always be searching for a twin soul. (The description of the twins as “an apple, cleft in two” might well remind us of Aristophanes’ account of love in Plato’s Symposium, 5.1.222-24.[iii]) Viola promises the captain that she will prove herself “worth [Orsino’s] service,” since she can “sing and speak to him in many sorts of music,” but this slightly odd phrase must be a figure of speech, for she never sings for the count, despite having ample opportunity to do so (1.2.57-58). Since music is regularly linked with passion throughout the play and Viola herself is named after a musical instrument, her alleged virtuosity could serve as a metaphor for her innate ability to create harmonious relationships. 

Viola understands that attachments, in however nascent a form, can oil the wheels of even the most mundane transactions, but also that they come at a price. Having picked out one of her rescuers who shows ‘fair behaviour,” she extends herself to reward him freely for disguising her as a man and even promises him further remuneration if she should succeed in making herself useful to Orsino (1.2.52-57). In return for her generosity she gains a loyal and discreet servant, who is motivated by an ongoing cycle of gratitude and requital: “when my tongue blabs, then let my eyes not see” (1.2.63). Her dealings with the captain, which take place in the immediate aftermath of the shipwreck, are evidently much more prosaic and superficial than those which take place between Antonio and Sebastian, who have had “three months” of unbroken companionship in which to develop their relationship, but for this very reason they illustrate with particular clarity the essential process by which attachments are formed (5.1.94-96): Viola achieves her aims because she chooses an open-hearted man to help her, and secures his affection for the future by showing him the enduring benefits of their relationship. 

Viola uses a glorified version of this strategy to endear herself to Orsino once she has fallen in love with him, since she does all she can to show him the advantages of her devoted affection, even to the extent of courting Olivia on his behalf with great dedication and self-restraint (1.5.139-54). The impediments of Orsino’s prior attachment to Olivia and his notorious inconstancy, not to mention her own relatively humble status and assumed gender, matter less to Viola at this point in the relationship than one might have thought, since even under normal circumstances trust and gratitude can only be accumulated through careful, restrained diligence (2.4.73-78). As she herself suggests, her fidelity is as absolute as that of the lover in Feste’s song, who is prepared to die of grief rather than abandon his devotion to his inconstant beloved (2.4.21-22, 2.4.51-66). The significance of this “old and plain” song is underlined both by Orsino and Viola: it is “silly sooth, and dallies with the innocence of love, like the old age,” evoking self-denying constancy with such poignancy as to “give…a very echo to the seat where love is thron’d” (2.4.42-48, 2.4.21-22). Viola recapitulates the theme of the song in her account of her imagined sister, whom she famously represents as “Patience on a monument, smiling at grief” (2.4.110-18). 

Ironically, however, Viola’s evocation of stoical resignation itself has a strategic purpose, since it is designed to attract the duke’s interest in as proactive a manner as her unusual situation allows. Similarly, when she advises Orsino that he might have to resign himself to Olivia’s indifference, she is certainly concerned for Orsino’s well-being, and implicitly for her own, since she is in the same situation, but it is clearly also in her interests that the duke should follow her advice (2.4.87-92). These ambiguities point to Shakespeare’s paradoxical implication that it is precisely Viola’s seemingly self-denying fidelity which ultimately enables her to fulfil her deepest desires. It is not to demean her efforts to point to their strategic purpose, for the strategy can only succeed if it is maintained with an intransigent consistency which is from one point of view absolutely noble. She is so intent on making herself indispensable to Orsino and earning his gratitude that she throws all her considerable resources into her vicarious courtship of Olivia, regardless of the fact that it seems unlikely at this point in the relationship that he would ever be in a position to appreciate the full extent of her sacrifice.

Orsino is as intrigued by Viola’s constant devotion as he is by that of Olivia and the lover in Feste’s song: when her true gender is eventually revealed, he quickly remembers that she has told him “a thousand times [she] never should…love woman like to me” (5.1.267-68). After initially offering simply to pay her for her services, even the self-involved duke eventually feels impelled to reward Viola with his intimate attention, asking her a series of searching and sympathetic questions (1.4.38-40, 2.4.20-29, 2.4.104-19). Eventually, Viola’s efforts are rewarded, in however partial and paradoxical a manner: when the duke vows to “sacrifice the lamb that [he] love[s]” and “tender[s] dearly” in order to spite her rival, Viola submits “willingly” and in a “jocund” spirit, since, even as he is threatening to kill her, he finally acknowledges the depth of an attachment which quite literally matters to her “more than…life” (5.1.125-35). Like Antonio, she is prepared to override her instinct of self-preservation in order to prove her humble devotion, in the hope that her beloved will eventually respond in kind. 

Viola’s love for a character who is prone to such outbursts of childishly tyrannical rage–characteristic, we may infer, of the habitual sensualist–might seem undiscriminating, but the paradoxical tenderness which Orsino also displays at this point is, as we shall see, only the latest in a series of indications that he is beginning to outgrow his fickle hedonism. The justice of love is, it seems, only tangentially related to conventional moral standards, for the only judgement that matters to Viola regarding Orsino’s character is whether he is willing and able to return her affection. The eventual success of her courtship underscores Shakespeare’s paradoxical implication that, in matters of love, utter humility and unstinting, apparently disinterested devotion often constitute the shrewdest investments. Evidently, however, there are risks involved: until Olivia asserts her marital rights, Orsino seems as determined to execute Viola as he is Antonio (5.1.141-69). A more common danger is of course that passionate lovers might simply be ignored or rejected, like Viola’s imagined sister or the lover in Feste’s song.

The parallels between the strategies adopted by Antonio and Viola suggest that a risky initial investment of apparently self-denying benevolence is usually required to set in train the cycle of gratitude and reciprocal generosity by which attachments are established and sustained. Despite her unusual situation, Viola’s courtship of the self-involved Orsino is in a sense more straightforward and conventional than Antonio’s, since she can concentrate purely on stimulating the duke’s gratitude and trust through her devoted, apparently selfless service -although, precisely because the duke lacks Sebastian’s sensitive conscience, it is unlikely that her affection will ever be fully requited. In contrast, the captain is compelled, first by Sebastian’s conscience and subsequently by his apparent ingratitude, to abandon his initial “modesty” and make his own emotional demands more frankly than he might have wished. The complicated transactions between Antonio and Sebastian are designed to expose with more clarity than Viola’s “modesty” allows her to do the integral role that justice plays in determining the depth of an attachment: relationships are fulfilling to the extent that both parties are equally determined to make a strategic investment of apparently self-denying devotion, from which, however, they each ultimately hope to realise a profit that is proportional to their efforts. 

The Main Plot

With the exception of Maria, the other characters are distracted from their deeper needs either by pride or sensuality, although several of them change their priorities as the play goes on. Because Orsino’s “appetite” is primarily for the countess’s body, “that miracle and queen of gems that nature pranks her in,” it is bound to “sicken and so die” immediately after “surfeiting” (1.1.2-4, 2.4.85-86). As the duke contemplates the way in which the “strain” of desire inevitably ends in “a dying fall,” his sadness gives way for a moment to a fully-fledged nihilism: 

O spirit of love, how quick and fresh art thou,

That notwithstanding thy capacity

Receiveth as the sea, nought enters there,

Of what validity and pitch so’er,

But falls into abatement and low price 

Even in a minute.

(1.1.9-14) 

Orsino’s melancholy stems from his recognition that the sensual life to which he is addicted cannot satisfy his innate yearning for constancy. The implication is that he turns to “love-thoughts” at the end of the first scene in order to avoid the “dying fall” which must inevitably follow an orgasm (1.1.39-40).

Orsino hopes to escape these frustrations by battening on Olivia’s intransigent constancy: 

          O, she that hath a heart of that fine frame

          To pay this debt of love but to a brother,

How will she love when the rich golden shaft

Hath kill’d the flock of all affections else

That live in her; when liver, brain, and heart,

Those sovereign thrones, are all supplied and fill’d

Her sweet perfections with one self king! 

(1.1.32-38)

The duke clearly admires the way in which truly passionate lovers sacrifice “all affections else” that might impede their attempts to establish a deep rapport with their beloved, but at the same time he himself has no motive to take such pains–as is implied by the fact that he seems to court Olivia entirely through go-betweens–since his primary goal remains physical pleasure.[iv] Thus, even as he praises Olivia’s constancy, he prioritises her “liver”–that is, her sexual appetite– over her “brain, and heart” in the list of the “perfections” which he hopes to “fill” (no doubt literally as well as metaphorically). Orsino shows the self-absorption of the habitual sensualist when, instead of describing himself as hunting Olivia’s heart, as one might expect, he declares that it is his own heart which is constantly being harried by “fell and cruel” desires (1.1.17-22). Having no reason to practise self-denial himself, he offers the countess no reason to feel that she owes him a “debt of love” in return. Olivia’s rejection of Orsino’s advances implies that she is absolutely aware of his shortcomings, which must seem particularly egregious when contrasted with the loyal affection of the brother whom she is mourning. Thus, Orsino’s courtship is precisely contrasted with those of Antonio and Viola, both in its strategies and in its outcome.

Nevertheless, Orsino’s frustration with the transience of sensual desire and appreciation of Olivia’s fidelity suggest that he may be on the cusp of prioritising loyal attachments over physical stimulation. Not only does he praise the “silly sooth” of Feste’s song about a lover so constant that he resigns himself to dying of grief, but he indirectly criticises his own dedication to sensual pleasure when he tells Viola that a woman should marry an older man in order to “sway…level in her husband’s heart,” since a young man’s “fancies” are likely to be more “giddy and infirm” than her own (2.4.42-46, 2.4.29-35). Characteristically, however, he then contradicts this latter point by declaring that such an inequality of age is also necessary because “women are as roses, whose fair flow’r…doth fall that very hour;” an argument which assumes that even the passion of older men is primarily sexual and therefore inevitably fleeting (2.4.36-39). He also contradicts his admiration for the stoicism of the lover in the song when he insists that his love for Olivia “can give no place, bide no denay” (2.4.124). It is Orsino’s focus on physical passion which confuses him: his boast that male sexual desire is “as hungry as the sea” and therefore more constant than female passion not only contradicts his initial point, but his recognition in the first scene that even a sensual passion which “receiveth as the sea” inevitably “falls into abatement and low price” as soon as it has been consummated (2.4.93-103, 1.1.9-14).

Aided rather than impeded by her masculine disguise, however, Viola has clearly managed to induce her beloved to form an attachment which for once has more to do with gratitude and trusting reliance than physical attraction. By interrogating Viola so searchingly, and in a manner so unlike his long range, generic, but at the same time bullish, courtship of Olivia, Orsino shows that he has finally been distracted from his self-absorption: it is significant that his most intimate conversation with Viola is eventually ended by her own embarrassed reticence, rather than any lack of interest on the duke’s side (2.4.104-22).[v] This extended expression of sympathetic concern is a sign of a new understanding on Orsino’s part that it might pay to apply himself to his friendships -which is not to suggest that he would ever be able to match Viola’s dedication. Later, his sudden decision to abandon his spiteful revenge and marry Viola demonstrates that he has already formed a deeper attachment to “the lamb that I do love” than his habitual absorption in his own physical desires has allowed him to recognise (5.1.266, 5.1.385-88, 5.1.130). The couple’s married relationship will of course be sexual, but it will be sustained in the long run by Viola’s humble devotion, which the duke admits to having found intriguing long before he knew that she was female (5.1.267-68). Orsino’s changing priorities are illustrated by the fact that it is Viola’s passionate avowal of undying loyalty which triggers his desire to see her in her “woman’s weeds” (5.1.269-73).

Orsino’s significantly named servants are used to highlight the contrast between the Duke’s fickle hedonism and the austere constancy of Olivia’s mourning: while Curio’s invitation to “go hunt…the hart” might remind his master that a truly determined courtship would demand a far more careful approach, Valentine implicitly criticises the countess precisely for prioritising her cares over her pleasures (1.1.16, 1.1.25-31). Olivia’s “cloistress”-like withdrawal from the world and determination to “once a day…with eye-offending brine…season a brother’s dead love” suggest that she takes a perverse pride in the constancy of her mourning, which by now has come to overshadow her natural sadness (1.1.27-31). It takes Feste’s wit to induce Olivia to understand that her real emotion is not as nobly self-denying as it seems, since she is mourning for the “dead love” which she used to share with her brother rather than for the man himself, who she is sure is in heaven (1.5.62-74). Feste’s implication is that it must be an affectation on Olivia’s part, rather than a sign of pure constancy as she imagines, to allow her own needs to be side-lined for seven years by cares which are themselves ultimately derived from those needs (1.1.25-26). Thus, Olivia’s display of pious ascetism is shown to be as far removed as Orsino’s narcissistic sensuality from the balanced, equitable love represented by Antonio and Viola, who invest a huge amount of self-denying care in their beloveds, but whose ultimate purpose is, as we have seen, to fulfil their own deepest needs. Just as Antonio’s self-denial has its natural limits, we can see that after three months Sebastian’s intense grief for a lost sibling is, in contrast with Olivia’s, beginning to give way to the restless energy which eventually brings him to Illyria (2.1.39-43). 

Although Olivia’s mourning is indeed, as Orsino realises, a sign of her capacity to love deeply and constantly, her passions are evidently tangled up with her pride, just as her name itself is a tangled version of ‘Viola’ and ‘Malvolio’.[vi] However, with these passions now partially liberated by Feste’s serious joke, the countess is not too haughty to be entranced by Viola’s fervent declaration that she would “make a willow cabin at [her] gate” and sing “loyal cantons of contemned love,” if she herself loved with “such a suff’ring, such a deadly life” as her master does (1.5.264-76). It is above all this vision of patient, determined fidelity–inspired no doubt by Viola’s own deep feelings for Orsino–which attracts the countess, since it seems to offer her the promise of a loyal intimacy to rival or even surpass her “brother’s dead love.” At this point Olivia certainly abandons her contempt for physical beauty, which is, as Viola implies, nothing more than a “proud” affectation, and begins to fish for compliments (1.5.231-51). She is, however, still more attracted to Viola’s “tongue” and “spirit,” which she places first and last respectively in her list of desirable qualities, than her “limbs,” which are of course unimposing by the standards of masculine beauty (1.5.292, 1.5.156-62). Viola endears herself to Olivia for the same reasons as Orsino admires the countess herself: all three characters appreciate that loyalty and self-denial are the measures of true devotion, although Viola is the only one who consistently prioritises love over pride and sensual desire. 

Olivia’s pride manifests itself in her piety, her concern for social status and her maidenly sense of honour. Her pious ascetism is abandoned as abruptly as her “cloistress”-like veil – which is, ironically, briefly redeployed to facilitate her flirtation with Viola before finally being discarded for good (1.5.164-235). Her initial impulse after realising that she is attracted to “the man” rather than “the master” is to reassure herself that Viola’s “state” and “parentage” must be noble (1.5.289-94). She attempts for a while to resist her feelings, reasoning that her “eye [is] too great a flatterer for my mind,” but she is, as we have seen, in the grip of a stronger force than Viola’s assumed masculine appearance could ever exert unaided, while her objections are weaker than she realises, since they actually stem from pride rather than reason, as she imagines (1.5.308-9). After being rejected for the first time, she again strives desperately to restrain herself, attempting to distance herself from her feelings by dwelling on her superior rank: “how apt the poor are to be proud…how much the better to fall before the lion than the wolf” (3.1.126-34). Almost immediately, however, Olivia is again driven to prioritise her intense passion over both her social position and her maidenly virtue: she is unable to restrain herself in the end from swearing “by maidhood, honor, truth, and everything” that she loves Viola (3.1.111-20, 3.1.145-56, 3.4.201-05). Despite her desperate words, Olivia nevertheless still hopes even at this point to preserve her status and reputation for virtue by conducting a secret affair with Cesario: she reminds herself not to “speak too loud” as she wonders what to ‘’bestow of him, since youth is bought more oft than begg’d or borrow’d,” and tells Viola that she will deny her nothing “that honor, sav’d, may upon asking give” (3.4.2-4, 3.4.211-12). 

It is not until Olivia finds herself experiencing abject terror at the thought of her beloved fighting a duel with Sir Toby that she is finally forced to acknowledge the depth of her attachment. She curses Sir Toby at this point, not so much for endangering Cesario’s life as for “start[ing] one poor heart of mine, in thee,” with the result that she can now no longer blind herself to her love, or seek to minimise the price which she will have to pay in terms of loss of status in order to secure her beloved’s affection (4.1.64-59). Having experienced this exasperating epiphany, she abandons her dignity and modesty completely and, after shamelessly shepherding Sebastian back to the house regardless of the presence of five onlookers, marries him with indecorous haste, so that her “most jealous and too doubtful soul may live at peace” (4.1.64, 4.3.22-28). From now on she has no interest in maintaining her social standing, as she shows when she casually leaves it to Sebastian to decide when their marriage will be “celebrat[ed]…according to my birth” (4.3.28-31). Her new found humility and self-restraint are shown at the end of the play, when her response to Viola apparently denying their marriage in the most cowardly and fickle manner possible is simply to plead abjectly with her beloved not to desert her (5.1.146-50, 5.1.170-71). The near silence which the countess maintains after learning that she has in fact married Sebastian illustrates this new restraint perfectly: she is perhaps reflecting that this match is as close as she is likely to come to marrying Viola, and will at least ensure that she can preserve a connection with her beloved. (Unbeknownst to her, however, her humble passion may even reap its full reward, since Sebastian undoubtedly has the same capacity for loyal devotion as his sister.)

Overall, Olivia’s story is designed to show that, unlike sensual desire–which will no doubt play an ongoing role in all three of the play’s romantic relationships–pride is completely incompatible with the humble devotion which deep attachments demand. Olivia’s desperate struggle to secure Cesario’s love contrasts sharply and ironically with the poised solemnity of her mourning in act 1. Over the course of the play she gradually disentangles herself from the pride which has exposed her to the influence of conventional conceptions of piety, social rank and honour, substituting for the artificial restraints that these codes impose a humbler discipline which flows naturally from the recognition that love can deliver far more substantial rewards. Whereas sensualists can begin to fulfil their deeper needs simply by caring for others, the portrayal of Olivia implies that it is often particularly difficult for proud souls to acknowledge and prioritise their passions, because they are so prone to be swayed by these artificial demands. Her story suggests, however, that passionate individuals are in the end unlikely to be ruled by pride because it does not provide the intrinsic satisfactions for which they yearn, however unconsciously.

Comparisons and contrasts between the subplot and the main plot deepen Shakespeare’s analysis of the ways in which pride, sensuality and deep attachment affect relationships. Broadly speaking, Malvolio’s pride parallels Olivia’s, but whereas the countess is progressively humbled by her passion for Viola, her steward is irremediably “sick of self-love” (1.5.90).[vii] Malvolio’s Puritan creed has, however, taught him that he can only achieve his ambitions in this world and the next through disciplined service (2.3.140). The emphasis which he places on moderation and restraint, and particularly his opposition to drinking and bear baiting, are typical of his sect (2.5.7-8). His pious sense of duty runs so deep that even in his–supposedly–private fantasies about becoming “Count Malvolio,” his ambition expresses itself as a desire to quell Sir Toby with “an austere regard of control” (2.5.35-80). It should not be forgotten that he is following his mistress’s orders, sometimes word for word, when he rebukes Sir Toby for his rowdiness, however much he might also relish the opportunity to patronise his social superiors (2.3.86-101, 1.3.3-6, 2.3.72-74). In fact, Olivia relies on Malvolio heavily in her dealings with Viola as well as Sir Toby, since he is “discreet,” “sad and civil” (1.5.95-96, 3.4.5-7, 1.5.139-64, 1.5.299-307, 2.2.1-16). The countess shows her gratitude for the valuable role that he has played in her household at the end of the play, when she makes a serious effort to redress his wrongs (5.1.280, 5.1.345-55, 5.1.379). 

Maria realises that she can fool Malvolio easily by appealing to his vanity, since he “is so cramm’d (as he thinks) with excellencies that it is his grounds of faith that all that look on him love him” (2.3.50-53). By encouraging the steward to “cast off [his] humble slough” and “be proud” in the knowledge that Olivia loves him, Maria’s fake letter exposes the vanity which underlies his dutiful piety (2.5.148-49, 2.5.161). Whereas Olivia has sublimated her desire for praise into pious devotion, Malvolio is vulnerable to Maria’s trick because he pursues secular advancement as avidly as divine grace -indeed his faith seems to draw little distinction between the two. Encouraged by the letter, Malvolio discards all restraint, and becomes convinced that “Jove” is supporting his ambition in an immediate, material way, rather than, as formerly, merely promising rewards in an afterlife in return for punctilious service (2.5.172-73; see also 2.5.178). The letter exposes a Malvolio whose passions are stunted or distorted, as his name implies, since he is unerotic himself, and concerned with Olivia’s alleged love only as a means of advancement. Once he has discarded his piety and pursuit of praise, there is nothing in his nature to restrain his overweening ambition. His assumption that smiles and laughter are conscious performances, to be forced or “quench[ed],” is one of many indications in the play that he is a stranger to the moderating influence of ordinary human companionship (1.5.86-88, 2.5.65-66, 2.5.178-79). He lacks the “generous…and…free…disposition” which ensures that even Viola’s most mundane transactions are regulated by a sort of natural justice, based on the spontaneous flow of mutual trust and gratitude (1.5.91-93). 

Audaciously (but in an understandably indirect fashion), Shakespeare has Feste rehearse the principal tenets of Malvolio’s faith when, disguised as a parson, he attempts to persuade the steward that his “complain[ts]…of obstruction” in the dark cell where he is imprisoned are simply symptoms of his deranged “ignorance,” since his confinement is in fact nothing more than a diabolical delusion (4.2.34-44). This assertion, when combined with the fool’s insistence that Malvolio can only free himself by subscribing to the Pythagorean doctrine that “the soul of our grandam might happily inhabit a bird,” could be seen as a veiled allusion to the doctrine of salvation by faith: just as there is no real suffering apart from that which stems from resistance to God’s will, so the only true emancipation is that granted to the elect in the afterlife as a reward for their determination to remain faithful in the face of the tribulations which they will inevitably endure in a fallen world (4.2.50-60). Malvolio’s angry rejection of Feste’s catechism suggests that he has been radically disillusioned, or, one might say, enlightened by his unjust treatment: his repeated assertion that no hell could be darker than his cell suggests that he is determined from now on to trust only the evidence which the material world provides his own senses, and will never again allow himself to be reconciled to his lot by divine rewards or sanctions (4.2.33-47). His parting thrust– “I’ll be reveng’d on the whole pack of you”–also implies that he has finally cast aside the constraints imposed by his pursuit of worldly advancement (5.1.378). The folly of his worldly ambitions must have been brought home to him by the fact that the mistress whom he has served so loyally has, for a while at least, forgotten about him completely (5.1.279-80). 

Although the play focuses mainly on the role that justice plays in personal relationships, it undoubtedly also has a political dimension. Malvolio’s engrained gracelessness is exposed when he angrily rejects Olivia’s considerate proposal–borne of guilt and a lasting sense of obligation to a loyal servant–that they conduct a formal trial of his persecutors, in which he himself would be “both the plaintif and the judge,” in favour of an indiscriminate revenge (5.1.351-55, 5.1.378). Far from humbling his pride, his suffering seems to have liberated it from the moderating influence which was previously exerted by his piety and desire for praise. Clearly, sensualists are equally prone to be tyrannical: when Orsino’s desire for Olivia, which “can give no place, bide no denay,” is finally thwarted, the duke’s sexual frustration manifests itself in a rage which is at least as boorish as Malvolio’s spiteful outburst (2.4.124, 5.1.117-31). 

In contrast with the outbursts of anger which punctuate much of the final act (see also 5.1.69-72, 5.1.206-07), it is significant that both Viola and Olivia maintain a careful restraint when under even greater stress than Orsino and Malvolio. Ironically, the only such outburst which comes close to being proportional is that which Antonio mistakenly directs at Viola for not returning his purse, for, as her heartfelt reply indicates, “ingratitude” is the worst of all vices, presumably because it “taint[s]” the intimate attachments which Shakespeare presents as the ultimate good (3.4.347-70, 5.1.76-92). Unlike Plato, who argues that all non-philosophers must be driven by physical desire and are therefore inherently unjust–because the body is of course ineluctably private–Shakespeare suggests both here and throughout the play that human nature is generally biased towards justice, since it is innately disposed to form bonds of mutual gratitude.[viii] Shakespeare’s disagreements with Plato arise from his belief that attachment is a distinct behavioural system, which stimulates a powerful desire for harmonious intimacy that is often in tension with the baser bodily drives, which are indeed potentially tyrannical.[ix]

Nevertheless, Olivia needs someone like the loveless, but dutiful Malvolio, who finds it congenial to maintain order by threats, to control sensualists who are restrained neither by an innate sense of obligation nor by conventional piety. Sir Toby is typical of a “rough and inhospitable” country: Illyria, situated in the western part of the Balkan peninsula, was generally associated with piracy and drunkenness in Shakespeare’s day (3.3.8-11, 5.1.51-63).[x] Like Plato’s guardians, however, the steward is only useful as long as he believes in salutary myths which valorise humble service.[xi] A thoroughly enlightened Malvolio not only loses this usefulness, but becomes a dangerous figure, since it is an easy step to convert his ambition into an attack on the whole social order, once he has discarded the beliefs which have previously motivated his dutiful service. The educated and gentlemanly steward, who has previously “con[ned] state without book” and now intends to read “politic authors,” whose demand for a far more radical justice–as he conceives it–than Olivia can offer him, is now restrained neither by convention nor nature, and who is no stranger to legal proceedings, is perfectly capable of turning his world upside down (4.2.82, 2.3.149-50, 2.5.161, 5.1.275-77). Malvolio’s pride is ultimately more dangerous to society that Sir Toby’s sensuality, although it is easier to control through habituation. 

Sir Andrew’s decision to change his “dun” stockings to what he imagines to be a more fetching colour invites particular comparison with Malvolio: both characters are tricked into pursuing Olivia and both are easy to flatter because they are ruled by self-love (1.3.101, 1.3.115-20, 1.3.125-41). Sir Andrew is too competitive to engage passionately in any relationship, and, like Malvolio, is less focused on desiring others than on being “ador’d” himself (1.3.123-24, 2.3.31-34, 2.3.81-83, 2.3.181). His flirtation with Maria is completely unerotic, as she slyly hints, while his courtship of Olivia is an entirely artificial affair (1.3.69-79, 3.1.86-91). His passions, such as they are, seem to be primarily sensual: he “delight[s] in masques and revels,” dances enthusiastically and was born under Taurus, which is ruled by Venus (1.3.113-33). 

Whereas Malvolio has been taught by his religion to take pride in his virtue, Sir Andrew is fashionably scornful of piety, which means that he has only his sense of honour to limit his feckless pursuit of stimulation and kudos (1.3.83-84, 2.3.140-46, 3.2.31-32). As Olivia’s contrasting judgements of Sir Andrew and Malvolio indicate, the code of honour is much less useful to society than Christian virtue, presumably because it is less likely to exert a moderating influence over its adherents (1.3.15-17). There is no doubt, however, that it controls the knight’s behaviour rigidly in a variety of contexts. Not only does Sir Andrew’s sense of honour make him “a great quarreller,” despite his cowardice, and impel him to overcome his reluctance to “accost” Maria romantically, but it also imposes a code of virtue of sorts: he eschews “policy” as shameful and feels that he must win Olivia purely by “valor” (1.3.58-79, 1.3.30, 3.2.28-32). 

The challenge which Sir Andrew pens after being persuaded that he can only earn Olivia’s regard by fighting a duel with Viola reveals with naïve clarity the true cost of honour, rather in the same way as Feste’s “sermon” arguably conveys the essence of Puritan teaching regarding the price of eternal life (3.4.147-70). Although the foolish knight–whose name ironically means ‘manly’–searches for the swaggering tone that Sir Toby recommends, he cannot suppress his underlying anxiety: “if it be thy chance to kill me…thou kill’st me like a rogue and villain” (3.4.160-63). His instinctive fear exposes the artificiality of the insouciance which more sophisticated honour-lovers strive to project: “a swaggering accent…gives manhood more approbation than ever proof itself would have earn’d him” (3.4.280-310, 3.4.180-82). It seems that Sir Andrew must distort his nature almost as much as Malvolio in order to win praise. 

However, despite this quite considerable outlay of effort, the rewards which Sir Andrew gains are insubstantial. The motive for the duel with Cesario is of course to win praise and honour rather than the intrinsic pleasures of a passionate attachment: Sir Andrew informs Viola, quite accurately, that “[Olivia] uses thee kindly. But…that is not the matter I challenge thee for” (3.4.155-57). The responses of the three female characters to the code of honour provide the natural standard by which its conventional demands can be measured: Sir Andrew’s forced gallantry makes as little impact on Olivia as Orsino’s sensuality, while the anxiety which Viola feels when confronted with the foolish knight’s challenge and Maria’s worries about Sir Toby offering to be his second against Malvolio are surpassed only by the sheer terror which the countess feels at the prospect of her beloved risking his life in a duel (1.3.15-17, 3.4.226-72, 2.3.126-33, 4.1.45-51). The fear and mystification which the three women exhibit are a measure of the extent to which honour entices its adherents into a sort of closed, artificial loop, substituting for the virtuous circle of gratitude and requital which could fulfil their deeper needs a diligent and absorbing pursuit of entirely illusory rewards. 

Like Olivia, however, albeit on a much more trivial level, Sir Andrew proves himself to be capable of turning away from his pursuit of prestige. An unobtrusive pun underlines the extent to which the foolish knight’s pride has been deflated by the end of the play: Sir Toby picks out Sir Andrew’s conceit to attack by calling him “a coxcomb” just after the foolish knight has twice lamented the “bloody coxcomb” which Sebastian has given him (5.1.190-207). Significantly, it is precisely at this humiliating moment that Sir Andrew is able to show real concern for Sir Toby for the first time, worrying about his friend’s wound as well as his own and suggesting that they are “dress’d together” (5.1.172-76, 5.1.204-05). Thus we can infer that Sir Andrew, Malvolio and Olivia all ultimately recognise the futility of their diligent, joyless efforts to gain prestige, whether through courage, pious ascetism or dutiful service, although they are clearly not all equally capable of aligning themselves with their deeper passions after achieving this insight. 

Just as Sir Andrew and Malvolio offer a bathetic parallel to Olivia’s pride, so Sir Toby’s sensuality is a grosser version of Orsino’s. Like the music demanded by Orsino in the opening scene, the song which Sir Toby requests highlights the ephemerality of physical desire: “kiss me sweet and twenty; youth’s a stuff will not endure” (2.3.51-52). His alcohol-fuelled attempt to spin out his sensual pleasures indefinitely is cruder than Orsino’s: rather than retreating to “love-thoughts” like the duke, he simply refuses to accept that the Christmas festivities must end (as the play’s title of course reminds us), maintaining against all the evidence that “not to be abed after midnight is to be up betimes” (2.3.4-13).

Ironically, however, Shakespeare shows that the natural desire to perpetuate physical pleasure imposes cares even at the lower, more sensual end of what one might call the erotic hierarchy: just as, on a somewhat higher level, Orsino tries to exploit Olivia’s caring nature as an antidote to the frustrating “sicken[ing]” of his “appetite,” so Sir Toby can only sustain his riotous life style by working hard to convince Sir Andrew that he still has a chance of winning Olivia’s hand (1.3.20-22, 1.3.88-112). He is often, therefore, much more calculating than is immediately apparent, as we can see when he warns Maria cryptically to be on her best behaviour when he sees the foolish knight approaching (1.3.42-43).[xii] Despite his initial bravado, he is increasingly alert to the dangers of alienating Olivia (4.2.66-71).  

Not only is Sir Toby’s life therefore less care-free than he would wish, but his outlay of effort represents a poor investment, for sensual pleasure, however frequently repeated, will always be cancelled out by the pain of a “dying fall.” At the same time, however, he dismisses–initially, at least–more prudent outlays of effort, which would yield more durable returns: whereas Orsino understands enough of love to appreciate that Olivia’s mourning is a sign of her capacity to form deeply rewarding attachments, the drunken knight brands such “care” simply “an enemy to life” (1.3.1-3). Since he is at first exclusively bent on pursuing physical gratification–which is, as we have seen, inevitably a solitary business–he has even less reason than Orsino to engage in the cycle of gratitude and requital which invariably drives intimate attachments: he is, for instance, completely unmoved by Olivia’s request, as conveyed by Maria as well as Malvolio, that he “confine himself within the modest limits of order,” even though he is dependent on the countess for his bed and board (1.3.4-13). Sir Toby’s casual nihilism reflects the fact that in freeing himself from the cares of love, he has forfeited its substantial rewards: thus he shrugs off Maria’s adoration at first–“What o’ that?”–and brusquely dismisses the duke’s concern for his injuries -“That’s all one” (2.3.179-180, 5.1.196-97).[xiii]

However, even Sir Toby realises in the end that he can only secure lasting happiness by working to reciprocate the care of those who love him. He shows even less desire for the diminutive Maria than Orsino does for Viola in her male guise, but eventually marries her to “recompense” her for her gulling of Malvolio and her absolutely consistent loyalty: “she’s a beagle, true-bred, and one that adores me” (2.5.182-85, 5.1.362-64, 2.3.179-80). Perhaps Sir Toby’s anger regarding the unreliability of the doctor who was to have dressed his wounds– “I hate a drunken rogue”–reflects a new understanding that the contracts which supply our needs cannot be fulfilled without self-discipline (5.1.200-01; see also 1.5.26-28). By rejecting Sir Andrew so conclusively at the end of the play, thus ensuring that he can no longer finance his riotous life style, he perhaps signals his readiness to accept the constraints of married life: “Shall I play my freedom at tray-trip, and become thy bond-slave?” (2.5.190-91). Certainly, any care or generosity which Sir Toby is able to display in fulfilling his marital contract would be bound to be more productive than his previous machinations, since he would be working to secure Maria’s witty company and loyal affection rather than an endless repetition of ephemeral pleasure. Indeed, it is significant that none of the four main relationships in the play are primarily sexual, although two of them involve habitual, self-confessed sensualists. This is not to deny that sensuality is more compatible with deep attachments than pride: it is significant that Orsino and Sir Toby are given the space to mature gradually and partially, whereas Olivia has to be forced by her own underlying needs into an abrupt and painful reappraisal of her priorities. 

As befits the subplot, Maria is less obviously heroic than Viola and Antonio–although Sir Toby is only half joking when he calls her Penthesilea (2.3.177)–but there is no doubt that she is equally devoted to her beloved. Her name might suggest that Catholicism is more compatible with deep attachments than Puritanism, at least insofar as the former tends to prioritise loving kindness over faith.[xiv] Her ‘adoration’ of Sir Toby has triggered a determined effort to restrain his behaviour, which is partly motivated by a desperate fear of losing him if he were to be “turn[ed]…out of doors” by Olivia (1.5.27-28, 2.3.179-80, 1.3.4-14, 2.3.72-74). As with Antonio and Olivia, it seems that her desire to possess her beloved has provoked a fierce urge to protect him. As we have seen, she actually agrees with the substance of Malvolio’s rebuke of Sir Toby, and only turns against him when he directly threatens his interests–and therefore hers–by vowing to report her beloved’s “uncivil rule” to Olivia (2.3.72-74, 2.3.85, 2.3.103, 2.3.121-25). Her scheme to dupe Malvolio actually originates as a hasty attempt to distract Sir Toby from his determination to act as Sir Andrew’s second in a duel with the steward: she begs the drunken knight to “be patient for to-night,” warning him that Olivia is “much out of quiet” after her encounter with Viola, and immediately develops a plan which does not require his direct involvement, but which is guaranteed to keep him equally entertained (2.3.126-137). 

Maria’s strategies, like Antonio’s, serve a dual purpose, since they are designed not only to protect her beloved, but to inspire his undying gratitude. Like Viola and Olivia, Maria has to deal with her beloved’s initial indifference: her diminutive stature is the concrete embodiment of her insignificance in Sir Toby’s eyes, and perhaps also its cause, since her physical appearance would have probably been his foremost concern at first (1.5.204-05, 2.5.13). Undaunted, however, she shows herself to be courageous as well as witty in her attempt to captivate her beloved, for, as Malvolio reminds her, she is risking her own position by supporting the drunken knight (2.3.121-24). Through sheer tenacity she gradually gains Sir Toby’s respect: he compares her both to gold–precious of course partly because it is completely unchanging–and to “a beagle true bred,” presumably because she makes up in persistence what she lacks in size (2.5.14, 2.3.179). When her scheme succeeds, Sir Toby vows to “follow” her “to the gates of Tartar” (2.5.204-06). In sum, Maria gives Sir Toby the same loyal, diligent care that Viola and Antonio offer Orsino and Sebastian, although each tailor their devotion in slightly different ways to fit their beloveds’ needs. Essentially, the same erotic contract proves effective in all three cases, which suggests that it is the most natural way for courting lovers to proceed. 

Feste is truly a philosopher by most definitions, since he has a curious mind, well suited to abstract thought. Since his way of explaining his movement between the two households makes “Foolery” resemble philosophy in its universalism–it “does walk about the orb like the sun, it shines everywhere”–it is particularly significant that he sees Viola’s peregrinations as a sign that she is a kindred spirit (3.1.38-41). The two characters certainly display a similar degree of scepticism as they exchange a series of jokes which depend on viewing the Church from a purely material perspective: Feste is connected to churches only in the literal sense of living next door to one, which means that, as Viola seems to suggest, he is in fact being exploited by those who do actually “live by the church” and therefore “stand…by [his] tabor”–for the clown’s music presumably helps him to pay his tithes–but offer him no substantial recompense for his efforts (3.1.1-10). It is Viola who extends the covert satire on the artificiality and injustice of the established order to include the secular hierarchy: “the king lies by a beggar” (3.1.8). She shows, moreover, that she can match Feste’s level of insight–and, as we have also seen throughout the play, the subtlety of his rhetoric–precisely by registering the flexible awareness of “mood…quality of persons, and the time”–“as full of labor as a wise man’s art”–which allows him to “check at every feather” in order to accommodate his wit to his various audiences (3.1.60-68).[xv] Like Shakespeare himself, and Plato and Aristophanes before him, these two philosophical characters both know how to use comedy to conceal controversial opinions.[xvi] Viola differs from Feste, however, in that she invariably uses her capacity for sympathetic insight to endear herself to her interlocutor.

However, there are sharp contrasts between the two characters: Although Viola is as happy to mock the Church as Feste, she draws back from him as soon as he extends his scepticism to loyal attachments, realising that the fool “care[s] for nothing,” since he presents “words [as] very rascals, since bonds disgraced them,” virtue as purely a matter of preserving one’s “name,” and loyal husbands simply as fools (2.3.14-35). The strategies by which Viola endears herself to Olivia are as intelligent and unconventional as Feste’s, but her passionate evocation of absolute fidelity is in every other respect the polar opposite of the fool’s coolly cynical attitude towards his mistress’s devout constancy (1.5.64-74, 1.5.139-49, 1.5.264-76). Whereas Feste questions any attempt to transcend the mutability of the world, whether inspired by natural passion or conventional beliefs, Viola, who is “sick” for love, focuses all her intelligence on the task of establishing an enduring friendship with Orsino (3.1.46-53). Ironically, however, it is precisely Feste’s prioritisation of truth over friendship which cuts him off from understanding the most important truths: he leaves the joys of love completely out of account when he claims that he is “the better for [his] foes and the worse for [his] friends,” since only the former tell him his faults bluntly (5.1.12-26).

There are signs, however, that Feste’s cynicism is not primarily philosophical, but springs from a fear of being deceived: “He that is well hang’d in this world needs to fear no colors” (1.5.3-6). His underlying nature is passionate, as perhaps must be true of those who are of a genuinely philosophical disposition: his uncharacteristic reluctance to receive payment for the song he performs for Orsino on the grounds that he “take[s] pleasure in singing,” implies that he is as deeply affected as the duke by the idea of a loyal, but rejected lover, dying of grief, and furthermore that he has for once actually enjoyed sharing this feeling with his audience (2.4.51-71). This unique display of passion–which contrasts sharply with his earlier acceptance of a double payment for the song celebrating “present mirth”–could suggest that he is drawing on his own experience of “bonds disgrac[ing]” the “words” which purported to seal them forever (2.3.31-38, 3.1.20-21). 

Feste protects himself from loss and betrayal by withdrawing from deep attachments, while using his sceptical philosophy to justify this retreat on the grounds that absolute constancy is beyond the scope of human nature: “virtue that transgresses is but patch’d with sin, and sin that amends is but patch’d with virtue” (1.5.47-52). His continual oscillation between the two households, his repulsion of Maria’s and Viola’s friendly advances and his surly treatment of Sebastian are all indicative of this habitual and deliberate detachment (1.5.1-6, 3.1.28-30, 4.1.1-23).[xvii] Having consciously disengaged himself both from conventional moral codes and from the natural graciousness which encourages passionate individuals to fulfil their obligations, whether personal or professional, Feste is no more diligent in attending to Orsino than he is to Olivia -or even to Sir Toby and Maria, who expect him to be present when Malvolio reads the planted letter (2.4.8-14, 2.3.173-75). Thus, although his opening admonition of Olivia undoubtedly helps her to understand that constancy has its natural limits, it turns out also to be symptomatic of his own more radical rejection of all pretensions to fidelity.

In the light of his reductive conclusion that human nature is inherently fickle, Feste has scaled down his erotic needs to focus purely on physical pleasure: “As there is no true cuckold but calamity, so beauty’s a flower” (1.5.51-52). Consequently, he keeps a mistress, although like Sir Toby and Orsino, he has discovered that even the most reductively sensual “pleasure will be paid, one time or another”: “My lady has a white hand, and the Mermidons are no bottle-ale houses” (2.4.70-71, 2.3.27-28). Thus, although he avoids both the risks and the effort involved in deep emotional investment, he still needs to extend himself even to earn fleeting and nugatory rewards. Feste’s ambiguous name associates his continual pursuit of diversion with decay, which underscores the point that his cynical acceptance of impermanence is no more likely to fulfil his deeper needs than Olivia’s idealistic determination to remain devoted to her brother’s memory forever.

However, Feste’s philosophy does offer him an enticing–if ultimately illusory–substitute for the substantial and lasting satisfactions of intimacy which it has encouraged him to forfeit, since it continually bolsters his sense of superiority to those who strive to achieve some degree of constancy in their lives. His underlying pride is exposed most clearly when he casually punishes Malvolio for belittling him earlier at the start of the play by delaying the delivery of the letter that would have secured the steward’s release (5.1.370-77). (Unlike Sir Toby, he is sufficiently detached from prudential considerations to run the risk of incurring Olivia’s wrath in order to extend Malvolio’s torment -4.2.66-71). It is typical of Feste that, notwithstanding the fact that he has clearly been harbouring a lasting grudge, he manages to present his gloating over Malvolio’s humiliation as an expression of serene resignation to an all-pervading mutability: “thus the whirligig of time brings in his revenges” (5.1.376-77). Thus, far from restraining his vanity, Feste’s philosophising enables him to justify and rationalise it in a way that further bolsters his sense of his own superiority.

Although Feste and Sir Toby both use the phrase “that’s all one,” as a sort of verbal shrug to express their casual cynicism (5.1.196, 5.1.373), the fool’s philosophical resignation to a mutability which he sees as all-encompassing has fostered a much more radical nihilism than the sensualists of the play could ever countenance: “many a good hanging prevents a bad marriage” (1.5.19-20). Feste’s response to Maria’s warning that Olivia will hang or banish him for his prolonged absence–”for turning away, let summer bear it out”–undoubtedly shows that he is less attached to life than those who have more reason to live, but again he seems to be using his sceptical philosophy to repress his real feelings, for he prays that his “wit…put [him] into good fooling” as soon as he is left on his own, and then delivers a performance which seems carefully calculated to regain his mistress’s approval (1.5.20, 1.5.32-33). Similarly, he gives Viola the impression that his wanderings are entirely free-spirited, but he is clearly more intent on earning tips than he admits, and there are signs that he has resorted to Orsino’s court partly because he has found the grieving Olivia to be less generous than her more frivolous father (3.1.31-39, 2.4.11-12, 3.1.49-55, 2.3.25-28, 3.1.43-55, 5.1.29-49).[xviii] Although he is indeed largely disengaged, we can infer from these contradictions that Feste exaggerates his indifference to his instinctive need to make a living, presumably in order to impress his listeners, or perhaps to convince himself of his superiority to those who are more prudently attached to life because they are less radically resigned to their own fleetingness and insignificance. 

Ironically, therefore–for he is undoubtedly indifferent to honour and status as they are conventionally conceived–Feste’s philosophy functions in the same way as Malvolio’s piety, since it enables him to repress his true needs, while bolstering his proud sense of superiority to an ephemeral world. This parallel is underscored by the fact that Feste and Malvolio are the only characters who show absolutely no signs of passionate attachment at any point in the play.[xix] The contrasts between the fool and Viola on the other hand seem designed to indicate that, far from constituting a ruling passion in its own right, as in the Platonic tradition, philosophy tends to be simply an expression of pride when it is not regulated by love. Indeed, of the various forms of pride which Shakespeare explores–Protestant piety, honour, whether maidenly or macho, the hauteur born of high social rank–philosophical pride is perhaps the most insidious. Feste is as unjust in his dealings with others as he is unfulfilled in his personal life: he is as proud as Malvolio, Olivia and Sir Andrew, but, unlike them, is a “corrupter of words,” who sees virtue purely as a conventional matter of preserving one’s “name,” and as sensual as Orsino and Sir Toby, but, unlike them, deliberately eschews loyalty (3.1.14-36). 

Feste’s final song goes well beyond the fool’s own perspective to provide a covert overview of the play’s themes: whereas in what might be called the first phase of desire, one instinctively pursues sensual pleasures–“A foolish thing was but a toy”–in the second, one naturally seeks to secure a more lasting contentment, taking care to “shut [the] gate” of one’s “estate,” thus creating a small enclave of justice in a world of “knaves and thieves” (5.1.389-96). Marriage, described earlier by the priest with unexpected solemnity as “a contract of eternal bond of love,” is the typical expression of this urge, but marriages only succeed when both parties are prepared to prioritise their mutual devotion over their pride: “when I came, alas, to wive…by swaggering could I never thrive” (5.1.156-61, 5.1.397-99). The reward for those who protect their “estate” and avoid “swaggering” is lasting contentment: they “still [have] drunken heads,” even when old age restricts them to their “beds” (5.1.401-03). The last verse concludes the argument with unobtrusive precision: actors illustrate the balance which lovers strike between pleasure and care in a committed relationship, as they “strive to please…every day” (5.1.408). 

Of course, these little enclaves of justice cannot resist the inevitable depredations of nature forever, for “the rain it raineth every day,” but this larger philosophical perspective is irrelevant to lovers: “A great while ago the world begun…but that’s all one” (5.1.392 and passim, 5.1.405-07). The force of this latter phrase, previously expressive of Feste’s and Sir Toby’s nihilism, is completely reversed at this point, since it is now used precisely to reject philosophical perspectives which adduce the ultimate ephemerality of lovers’ efforts to protect their “estate” as proof of their insignificance (compare 5.1.196, 5.1.373). This reversal of meaning provides a hint that Feste’s enigmatic song conveys Shakespeare’s own overview of the play rather than the fool’s: the second and fourth verse remind us of the diligence of the constant lover and how it is rewarded, while the first, third and fifth focus respectively on the ways in which sensual pleasure, pride and philosophical detachment can obstruct this process. 

Feste’s final song reminds us that time is central to the theme of the play. The problem with sensual desire is its ephemerality, whereas ‘swaggerers’ are frequently deluded into thinking that they can transcend their own mortality, whether through faith in divine providence, or through sceptical philosophy, which drains humanity of its significance by viewing all actions sub specie aeternitatis. Between these two extremes erotic contracts represent a humble, but determined effort on the part of lovers to secure their substantial pleasures against “the wind and the rain” for as long as possible.  

Antonio, Viola and Maria are the characters who protect their “estate” most effectively, since they prioritise their love over all other desires and fears, working hard to safeguard the welfare of the beloved on whom their happiness depends, and above all to inspire their gratitude and trusting reliance through a noble display of courage and generosity. Although lovers usually strive to present this display as entirely altruistic, lest they introduce a divisive note in a relationship which they wish to portray as absolutely harmonious, their apparent self-denial is in fact strategically designed to secure the ultimate good of a lasting attachment, even if they also relish the sacrifices which are the necessary means to this end. The Antonio/Sebastian relationship reveals the nature of erotic transactions with relative clarity: the ultimate aim is to secure a deep intimacy, but this is only available in perfectly just relationships, where both lovers appreciate that happiness needs to be earnt through diligent investments of care and acknowledge fully the binding nature of the obligations which these investments create. 

In contrast, Orsino and Sir Toby embody the initial, sensual phase of passion, which seems to offer immediate, carefree satisfaction– “a foolish thing was but a toy”–although in fact even sensual pleasures usually need to be “paid” for, in however minimal a way (2.4.70-71). As Shakespeare’s metaphor implies, however, these pleasures represent an immature stage in the natural development of desire, since they are always shadowed by a painful awareness of their brevity. Orsino and Sir Toby both show a nascent understanding that the rewards of a loyal, intimate attachment are more substantial than their habitual pleasures. To gain this ultimate good, however, sensual lovers have to moderate their physical appetites, which are of course ineluctably private, and strive to unite with their beloveds as far as is possible by diligently reciprocating their sympathetic care. 

Unlike sexual desire, pride has no place at all in deep attachments: Sir Andrew, Malvolio, Feste and–at least in the first half of the play–Olivia herself all fail to “thrive” in their relationships because of their penchant for various types of “swaggering.” Shakespeare constantly teaches that the rewards of pride are not only illusory, but actually form an obstacle to true fulfilment, since the trust and gratitude on which deep attachments are founded can only be earnt through humility and self-denial. Pride exposes one to the distracting influence of the various codes and conventions which offer an all-absorbing alternative to deep attachments, granting insubstantial rewards in a sort of closed loop to those who fulfil their rigorous, joyless demands through their demonstrations of bravado, ascetism, or dutiful service. Whereas Olivia is close enough to her deeper needs to sacrifice piety, honour and social status in order to pursue a constant attachment, those, like Malvolio, who are more proud than passionate have no reason to reject these conventions apart from their own intrinsic futility. 

Of the two great systems which control the behaviour of these less erotic characters­, namely Protestant piety and the code of honour, the former is more useful to society, since it channels pride into dutiful care, reinforcing the natural desire to win praise with the promise of eternal life. However, although the pious man’s disciplined service may outwardly resemble the lover’s, it can only be sustained through systematic indoctrination, since its rewards lack intrinsic satisfaction. Although Shakespeare acknowledges that pride and sensuality are naturally tyrannical when not restrained by conventional codes of behaviour, he also implies that human society has an innate bias towards justice, since attachments constantly create obligations which exert a pervasive influence over even quite humdrum social transactions.

Shakespeare portrays philosophy as regulated either by love or pride, rather than as a ruling passion in its own right. Philosophers are well placed to become successful lovers, since they can understand the nature of their beloved and ignore social convention when pursuing them. Philosophical pride, on the other hand, originates in a self-protective impulse to retreat from deep attachments, which is justified by interpreting inconstancy as a manifestation of an all-encompassing mutability. This apparent insight encourages proud philosophers to scale down their desires and their investment of effort to focus narrowly on sensual gratification. In return for forfeiting the intrinsic satisfactions of passionate constancy, such philosophers gain a pervasive, if unacknowledged, sense of their own superiority to the attachments and dogmas which claim to offer a more lasting alternative to their transient pleasures. They are in fact nihilists, however, for the rewards of pride and sensuality are too insubstantial to provide them with a sustaining purpose -although they are nevertheless still instinctively attached to life, and therefore constrained to make a living in ways which conflict with their stance of carefree resignation to an all-pervading mutability. Philosophers of this sort are unjust in their dealings with others as well as unfulfilled in themselves, since their scepticism regarding any form of constancy, whether natural or conventional, allows them to deny their obligations, while not preventing them from harbouring spiteful grudges when their pride has been wounded. 

In sum, truly passionate lovers are naturally just, since they recognise that they need to make a humble and determined effort to serve their beloved in order to experience the substantial benefits of a loyal, intimate relationship. Although their investments are likely to be presented as disinterested gifts, the value of their returns tends to be directly proportional to the amount of care which they devote to developing an intimate attachment. In contrast, the rewards gained by sensual hedonists are fleeting and insubstantial, while the efforts of ‘swaggerers’–whether status-conscious, pious, honour-loving or philosophical–are radically misdirected, since they yield only illusory returns, while preventing them from ever acquiring the humility of the true lover. 


[i] W. H. Auden, Lectures on Shakespeare, ed. Arthur C. Kirsch (Princeton New Jersey: Princeton University Press, 2000): 152-58; Valerie Forman, Tragicomic Redemptions: Global Economics and the Early Modern English Stage (Philadelphia: University of Pennsylvania Press, 2008): 53. All references to the play are from The Riverside Shakespeare, ed. G. Blakemore Evans et al. (Boston: Houghton Mifflin Company, 1997).

[ii] Richard Burrow, “Fulfilment in As You Like It,” Interpretation: a Journal of Political Philosophy 41/2, Fall (2014): 91-122.

[iii] A. S. Leggatt, “Twelfth Night,” in “Twelfth Night”: Critical Essays, ed. Stanley Wells (London: Garland Publishing Inc., 1986): 251; Barbara Everett, “Or What You Will,” in “Twelfth Night”; New Casebooks ed. R. S. White (London: Macmillan Press Ltd., 1996): 211-12

[iv] Dympna Callaghan, “Body Politics and Twelfth Night,” in “Twelfth Night”; New Casebooks: 146-47.

[v] Harold Jenkins, “Shakespeare’s Twelfth Night,” in “Twelfth Night”: Critical Essays: 178-80.

[vi] Christina Malcolmson, “Social Mobility and Gender in Twelfth Night,” in “Twelfth Night”; New Casebooks: 171; Barbara Everett: 198.

[vii] Harold Jenkins: 187.

[viii] For the Platonic view see: Leo Strauss, The City and the Man (Chicago: Rand McNally and Co., 1964): 109-15; Leo Strauss, “Plato,” in History of Political Philosophy, ed. Leo Strauss and Joseph Cropsey, 2nd ed. (Chicago: Rand McNally College Publishing Co., 1963): 24.

[ix] For the view that attachment is a behavioural system with its own imperatives, which are as powerful as those of sex or self-preservation, see John Bowlby, A Secure Base: Clinical Applications of Attachment Theory (London: Routledge, 1998): 26. 

[x] Leslie Hotson, “Illyria for Whitehall,” in “Twelfth Night”: Critical Essays: 89

[xi] This is of course close to Plato’s view: Leo Strauss, “Plato” in History of Political Philosophy: 21.

[xii] J. B. Priestley, “The Illyrians,” in “Twelfth Night”: Critical Essays: 4.

[xiii] Elliot Krieger, “Twelfth Night, ‘The morality of indulgence,’” in “Twelfth Night”; New Casebooks: 42.

[xiv] For Shakespeare’s indirect allusions to Catholicism see: Paul Dean, “’Nothing That is So is So’: “Twelfth Night” and Transubstantiation,” in Literature and Theology 17 (2003): 281-97; Maurice Hunt, Shakespeare’s Religious Allusiveness: Its Play and Tolerance (Burlington: Ashgate, 2004): 105.

[xv] A. S. Leggatt: 235

[xvi] See Leo Strauss, Socrates and Aristophanes (New York: Basic Bks., 1966): 6.

[xvii] A. C. Bradley, “Feste the Jester,” in “Twelfth Night”: Critical Essays: 20; Barbara Everett: 208.

[xviii] Michael D. Bristol, Carnival and Theater: Plebeian Culture and the Structure of Authority in Renaissance England (London: Methuen, 1985): 126.

[xix] Elliot Krieger: 38